Tulare, CA Office
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Principal Financial Services
Enterprise
Firm-wide stats for Principal Financial Services
About
Principal Securities provides brokerage and registered investment advisory services to a broad client base that includes individual investors (both non‑HNW and high net worth), qualified and nonqualified retirement plans, trusts, estates, charitable organizations, corporations and other business entities, and active‑duty U.S. military personnel residing or stationed outside the United States. Its advisory offering focuses on direct advisory programs, financial planning, retirement plan consulting, and access to third‑party money manager (TPMM) asset allocation and separately managed account solutions.
The firm makes TPMM programs available under two distinct arrangements: an investment adviser arrangement, where Principal may act as adviser or co‑advisor, and a promoter arrangement, where Financial Advisors refer clients to unaffiliated TPMMs and assist clients in selecting models and completing account setup and reviews. Investment implementation is generally carried out on a discretionary basis by the TPMMs; Principal evaluates TPMMs’ structure, costs and performance and provides ongoing client reviews through its Financial Advisors.
Distinctive features include a range of promoter and referral arrangements—Principal receives promoter payments from TPMMs, engages with third‑party lead‑generation firms, and provides business support to Financial Advisors tied to production targets—conflicts the firm discloses and subjects to supervisory controls. The firm’s regulatory history is also notable: it settled an SEC matter related to mutual fund share‑class selection and remedial payments, and it has disclosed that certain advisory arrangements (for example, some SEI and AssetMark investment adviser arrangements) are no longer offered to new accounts.
Based on Principal Financial Services
Location
200 N M St
Tulare CA 93274
Advisors at this office
3
Advisors at this office
Igor F
CFP®, Series 63, Series 65
Tulare, CA
Principal Financial Services
Igor Ferreira is a CFP® professional with 13 years of industry experience, currently affiliated with Principal Financial Services. He has worked with True Legacy Financial and Insurance Services, Principal Securities Inc., and Principal Life Insurance Company during his career. Ferreira serves as a board member of the Tulare-Kings Counties Estate Planning Council, participating in coordinating meetings and collaboration among advisors, CPAs, and attorneys. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel stationed outside the United States. The firm offers financial planning, retirement consulting, and access to third-party money manager programs under various advisory and promoter arrangements.
Craig V
CFP®, ChFC®, Series 66
Tulare, CA
Principal Financial Services
Craig Vejvoda is a financial advisor with Principal Financial Services in Tulare, CA, holding CFP® and ChFC® designations and over 40 years of industry experience. He has worked at Principal Life Insurance Company since 1998 and has operated his own financial and insurance services firms. Vejvoda serves on the boards of the Greater Tulare Chamber Trust, the Tulare County Employees Retirement Association, and the Tulare Rotary Club, where he is Foundation Chair. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individuals, retirement plans, trusts, and charitable organizations. The firm offers direct advisory programs, financial planning, retirement consulting, and access to third-party money manager asset allocation and separately managed accounts.
Bryce H
CFP®, Series 66
Tulare, CA
Principal Financial Services
Bryce Harris is a CFP® professional with eight years of industry experience, currently affiliated with Principal Financial Services in Tulare, CA. Prior to his financial services career, he spent time working in athletics with the New Orleans Saints, Miami Dolphins, and Jacksonville Jaguars. Outside of his advisory role, he trains high school and college athletes in football and serves as a board member for Saint Aloysius Catholic School. Principal Securities provides brokerage and registered investment advisory services to a diverse client base, including individual investors, retirement plans, trusts, and military personnel. The firm offers financial planning, retirement plan consulting, and access to third-party money manager programs, focusing on tailored advisory solutions and ongoing client reviews.
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