Prism Capital Management

Prism Capital Management is a supported, single-advisor registered investment adviser that provides discretionary portfolio management and retirement-plan consulting to individuals (including high-net-worth clients), partnerships, corporations, and other business entities. Services include ongoing account monitoring, ad-hoc financial guidance on budgeting and insurance, and recommendations for held-away accounts and retirement rollovers; the firm typically requires a $50,000 minimum to begin a portfolio management relationship.

The firm develops personalized asset-allocation plans and uses a mix of fundamental, technical, and cyclical analysis to select mutual funds, ETFs, REITs, individual equities, fixed income, and derivative instruments. Prism implements both long-term buy-and-hold and shorter-term trading strategies—disclosing the use of options and short sales where appropriate—and generally manages client assets on a discretionary basis while recommending Charles Schwab for custody and execution.

A noteworthy feature is an affiliation with an accounting business, Prism Tax and Accounting Services, LLC, which the firm’s principal oversees for approximately 20 hours per month; the brochure discloses this relationship and the potential referral conflict, and states clients may seek other tax providers. The firm is relatively small in scale (managing about $49.6 million in total client assets split between discretionary and non‑discretionary accounts) and also provides formal retirement-plan consulting and written rollover disclosures to address related conflicts of interest.