A complete list of active advisors currently associated with Prism Wealth Management
Warmer can help you find a great advisor at Prism Wealth Management or one who fits your needs even better.
Prism Wealth Management serves individual and high-net-worth clients through discretionary asset management and client-tailored financial planning. The firm delivers portfolio management via access to AE Wealth Management’s sub-adviser platform and a co-advisor relationship with Gradient Investments, and provides financial planning reviews at no additional cost. The firm’s investment approach combines fundamental analysis and Modern Portfolio Theory and is implemented primarily through third‑party model portfolios and sub‑advisors; Prism has discretionary authority to select models and to hire or fire sub‑advisors and conducts periodic account reviews and rebalancing. The firm’s platform includes model types such as Tactical and Defined Outcome strategies and underlying funds that, as disclosed in the brochure, may employ derivatives and entail manager- and liquidity-related risks. Prism is notable among peers for its affiliation with an insurance company (Prism Annuity & Life Co., LLC) and for advisors who also act as licensed insurance agents, a business activity that the brochure says can consume a sizable portion of advisor time and that is disclosed as a potential conflict of interest. The firm also describes an incentive‑sharing arrangement with its co-adviser (Gradient Investments) under which Prism may receive a portion of advisor fees once AUM thresholds are met, a compensation feature that is less common among similar supported firms.
To learn more about the advisors currently working at Prism Wealth Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Wooster, OH
| 9
| |
Wooster, OH
| 7
| |
Wooster, OH
| 0
| |
Wooster, OH
| 0
|
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