Private Financial Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$156,845,577
Clients
29
Advisors
1
of 1 employees
About
The firm operates as a small independent advisory practice serving individuals and high‑net‑worth clients and also acts as manager and organizer for private pooled investment vehicles. It provides ongoing financial planning and execution, portfolio management, and related services such as equity‑compensation analysis, business planning, and cash‑flow and estate planning.
Investment decisions combine evidence‑based principles with strategic asset allocation, using both passive and active vehicles and allowing tactical deviations informed by fundamental, technical, and cyclical analysis. The firm emphasizes tax‑aware implementation, asset‑location strategies, and tailoring of target allocations to clients’ cash needs, time horizons, and risk tolerances.
Distinctive features noted in the brochure include management of private funds with performance‑based fee arrangements and a detailed waterfall distribution schedule, audited fund financial statements, and custody arrangements for fund investors—capabilities that are uncommon for solo independent advisors. The firm also reports a meaningful non‑U.S. client base and provides pension/employee‑benefits consulting and employer‑focused planning, services that appear less common among peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,500,000: Included (0%) $2,500,001 - $10,000,000: 0.75% $10,000,001 - $20,000,000: 0.50% $20,000,001+: 0.35%
Performance-based fees for Fund clients based on share of total return of fund assets with carried interest structure up to 25% on profits
Minimum fee: Ongoing Comprehensive Financial Planning and Execution starting at $6,250 per quarter Fee-only: Ongoing Comprehensive Financial Planning starting at $6,250 per quarter
Main office
Orinda CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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