Process Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Process Capital Management is a small independent registered investment adviser that offers discretionary investment management, comprehensive wealth management, and financial planning to individuals, high‑net‑worth clients, trusts, estates and businesses. The firm typically implements these services through model portfolios and provides retirement‑account advice including rollovers and referrals to other specialists as needed.
PCM’s investment process combines fundamental and technical analysis to construct portfolios primarily from individual stocks and bonds, supplemented by mutual funds, ETFs (including cryptocurrency ETFs) and options, with a generally long‑term orientation while permitting shorter‑term trades for rebalancing or tactical needs. Client assets are held at third‑party custodians (the firm commonly recommends a major custodian) and PCM does not take custody of client funds except for limited fee‑billing authority.
Noteworthy features for a firm of this type and size include a multi‑person advisory team and several credentialed advisors (e.g., CFP and behavioral/portfolio designations), which departs from the more typical solo practitioner model among independent advisers. The brochure also discloses that the firm is newly registered and reports no assets under management to date, and that its principal maintains a separate insurance practice that may generate commission compensation, a potential conflict the firm discloses.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.85% $1,000,001+: 0.75%
Account minimum: $500,000 Fee-only: Fees are paid in advance each calendar quarter based on prior quarter end market value; fees may be negotiable.
Main office
537 Houston Street
Coppell TX 75019
Advisors at this office
2
Most active in
Texas
Also doing business as
Process Capital Management · Process Capital Management, LLC · Process Capital Management, LLC.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Patrick T
CFP®, Series 66
Coppell, TX
Process Capital Management, LLC
Patrick Thuemmel is a CFP® and Series 66 licensed financial advisor with 20 years of industry experience. He is the principal of Process Capital Management, LLC, an independent firm based in Coppell, TX. Prior to founding Process Capital Management in 2026, he worked at several firms including Samalin Investment Counsel and Wells Fargo Advisors. Thuemmel is also a licensed insurance agent, dedicating less than 10% of his time to this activity. Process Capital Management provides discretionary investment management, comprehensive wealth management, and financial planning services to individuals, high-net-worth clients, trusts, estates, and businesses. The firm employs a combination of fundamental and technical analysis to construct portfolios primarily from individual stocks and bonds, supplemented by mutual funds, ETFs—including cryptocurrency ETFs—and options, generally with a long-term orientation while allowing tactical adjustments when needed.
Mark C
Series 63, Series 66
Coppell, TX
Process Capital Management, LLC
Mark Cope is a financial advisor at Process Capital Management, LLC in Coppell, TX, with four years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Ameriprise Financial Services, Fidelity Investments, Purshe Kaplan Sterling Investments, Thrivent Financial Network, and 49 Financial. Process Capital Management is an independent registered investment adviser that provides discretionary investment management, wealth management, and financial planning services to individuals, high-net-worth clients, trusts, estates, and businesses. The firm employs a combination of fundamental and technical analysis to manage portfolios primarily consisting of individual stocks and bonds, supplemented by mutual funds, ETFs (including cryptocurrency ETFs), and options.
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