Professional Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$496,975,357
Clients
3,314
Advisors
7
of 12 employees
About
Professional Financial Advisors, LLC is an SEC‑registered investment adviser that provides discretionary portfolio management, financial planning, retirement plan consulting, and recommendations of mutual funds and third‑party advisers. Its client base includes individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts and estates, foundations, corporations, insurance companies, banks or thrift institutions, and state or municipal government clients.
The firm typically constructs tailored asset allocation strategies after an initial information gathering process and provides ongoing monitoring and rebalancing of portfolios, using mutual funds, ETFs, fixed income, and variable annuities on platforms such as American Funds and Nationwide Advisory Solutions. PFA employs a mix of fundamental, technical and cyclical analysis and may implement long‑ and short‑term strategies while also recommending third‑party managers or model portfolios when appropriate.
Several aspects of PFA are notable relative to similar team firms: it is a sponsor and portfolio manager of a wrap fee program with most accounts placed in that program and executes transactions through Charles Schwab; it is part‑owned (25%) by Dana F. Cole & Company, LLP and affiliated with a railroad retirement consulting firm, Donna’s Office Service, LLC. The firm manages roughly $770 million and serves more than 3,300 clients across seven advisors—resulting in several hundred clients per advisor—which, together with its mix of institutional clients (banks, insurers, and municipal entities), is less common among peers.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Up to $5,000 for broad based financial planning services; may exceed $5,000 in limited circumstances with prior notification.
$0 - $999,999: 0.75% annually $1,000,000+: 0.50% annually
Up to $500 per hour for specific financial planning services.
Main office
1400 S Dewey St, Suite 300
North Platte NE 69101-5311
Advisors at this office
7
Most active in
Arizona · Colorado · Indiana · Iowa · Kansas · Louisiana · Missouri · Nebraska · Ohio · South Dakota · Texas · Wyoming
Also doing business as
Professional Financial Advisors, LLC · Total Portfolios
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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