A complete list of active advisors currently associated with Profit Strategies, Inc.

Warmer can help you find a great advisor at Profit Strategies, Inc. or one who fits your needs even better.

The firm is a solo independent registered investment adviser that provides portfolio management to individuals, high‑net‑worth clients, corporations, trusts, and pension and profit‑sharing plans. Services include ongoing discretionary investment management focused on mutual funds, ETFs, individual equities and fixed income, use of Envestnet asset‑allocation models, and retirement‑plan consulting and participant education; advisory compensation is asset‑based. The adviser develops an investor profile through an onboarding process and tailors allocations and risk tolerance to each client, typically exercising discretionary authority and conducting quarterly reviews and reporting. The brochure discloses that the firm sometimes uses an arbitrage method for selected accounts and integrates third‑party managers via Envestnet, while noting market, liquidity and catastrophic risks in its disclosures. Distinctive aspects include the firm’s provision of non‑investment business services—bookkeeping, human‑resource support, and small‑business health insurance and retirement plan services—alongside investment advice, and the fact that its principal is insurance‑licensed and may receive commissions for insurance sales. The firm’s engagement with pension and profit‑sharing plan clients and provision of pension consulting and fiduciary plan advice (including plan investment analysis and participant education) are also notable, since those services are less common among solo independent advisers.

To learn more about the advisors currently working at Profit Strategies, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.