A complete list of active advisors currently associated with Progress Alliance Investment Services

Warmer can help you find a great advisor at Progress Alliance Investment Services or one who fits your needs even better.

Progress Alliance Investment Services provides portfolio management, financial planning, and investment consulting primarily for individual (non‑high‑net‑worth) clients, and also accepts pension plans, charitable organizations, and other small entities. Services described in the brochure include discretionary active and passive portfolio management, assistance selecting and monitoring third‑party portfolio managers, and both wrap and non‑wrap account programs. The firm collects standard suitability information (risk tolerance, time horizon, income and liquidity needs) and tailors account objectives accordingly; accounts are generally managed on a discretionary basis and may be overseen by third‑party managers. PAIS offers planning and consulting engagements (flat, hourly, or asset‑based), uses third‑party planning software and reporting vendors, and provides quarterly performance reporting and periodic supervisory surveillances. What distinguishes PAIS from many peers is its small, essentially solo practice model combined with insurance business activities: the brochure discloses the principal is a licensed insurance agent, the IARs divide time between advisory work and insurance programs, and the firm may recommend fixed indexed insurance products that generate commissions. The firm also sponsors wrap‑fee programs, hosts educational seminars (sometimes sponsored), and relies on third‑party managers and custodians (including arrangements referenced with LPL, SEI, and an investment manager) for certain donor‑advised and managed accounts—attributes that the brochure highlights as material and less common among similar supported firms.

To learn more about the advisors currently working at Progress Alliance Investment Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.