ProSophia Advisors, LLC logo

ProSophia Advisors, LLC

Updated today

Client AUM

$600,000

Clients

0

Advisors

1

of 2 employees

About

ProSophia Advisors provides discretionary separately managed account investment management for select liquid equities and equity ETFs, serving high‑net‑worth individuals, registered investment vehicles, and family offices. The firm offers a customized implementation that lets clients select or restrict underlying assets, the number of assets under active management, allocations, and rebalancing guidelines.

The investment process centers on a single evolutionary machine‑learning algorithm trained and validated across a broad set of liquid instruments to produce directional price forecasts that feed a rules‑based execution system; signals are transmitted directly to the client’s executing broker and no human discretion is applied at the point of execution. The approach is active and may include long and short positions, with systematic risk controls and cross‑instrument validation intended to limit overfitting and manage portfolio exposure.

A distinctive feature is the use of performance‑based compensation for qualified clients, with fees tied to gains above a quarterly high‑water mark — a structure that is uncommon among independent advisers and is addressed by the firm through algorithmic, fee‑agnostic trade signal generation. The firm also traces its approach to proprietary commercial AI development and emphasizes cross‑instrument machine‑learning training; it is a recently formed, modestly sized adviser with a concentrated, technology‑driven operational model.

Client services

Portfolio management

Expertise

Active portfolio management Options & derivatives strategies

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Percentage

negotiable up to 2% annually

Performance-based

20% to 30% of gains above quarterly high water mark (only for Qualified Clients)

Other

Account minimum: $500,000

Main office

320 Boston Post Rd, Suite 180

Darien CT 06820

Advisors at this office

1

Most active in

Connecticut

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

View complete list of advisors at this firm
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)