ProSophia Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$600,000
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
ProSophia Advisors offers discretionary investment management through separately managed accounts focused on liquid, exchange-traded assets, primarily individual equities and equity ETFs. The firm positions its services toward high-net-worth and institutional-type clients who meet its qualified-client standards for certain fee arrangements.
The investment approach centers on a proprietary evolutionary AI and machine learning system that analyzes large quantities of market and derivative data to produce asset-specific, rules-based trading models; trading signals are routed directly to the client’s executing broker. Strategies are implemented actively—including short positions when appropriate—and incorporate built-in risk-control rules, while clients can specify asset selection, process deployment, and allocation parameters.
Notably, ProSophia uses performance-based compensation for qualified clients, a structure that is uncommon among independent advisors; the brochure discloses steps to mitigate related conflicts by relying on model-driven executions and predefined intervention rules. The firm emphasizes its technology-origin (commercial AI adapted for markets), direct broker integration without cross-account order aggregation, and its status as a recently formed, small-scale manager with limited discretionary assets under management.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
20% of net performance above highest quarter ending account value
Account minimum: $1,000,000
Main office location
ProSophia Advisors, LLC
320 Boston Post Rd, Suite 180
Darien CT 06820, United States
Number of offices
1
Most active in
ProSophia Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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