A complete list of active advisors currently associated with Prospect Advisors, LLC
Warmer can help you find a great advisor at Prospect Advisors, LLC or one who fits your needs even better.
Prospect Advisors provides discretionary portfolio management and tailored investment advice to a mix of individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other business entities. The firm also offers investment research and model‑portfolio services to other registered investment advisers and hedge fund managers. The firm’s investment process is grounded in fundamental analysis and is implemented across a wide set of strategies — including long‑ and short‑term equity positions, trading, options, margin, derivatives and alternative investments — that are selected to match each client’s stated objectives and risk tolerance. Prospect develops individualized investment policies through client discussions, conducts periodic reviews, and manages accounts on a discretionary basis while permitting client‑imposed restrictions when practicable. What distinguishes Prospect from many similarly sized independent advisers is its combination of institutional client relationships and a commercial research offering to other investment firms, an uncommon mix for a small advisory practice. The firm operates under a formal Code of Ethics, reports account activity through independent custodians, and its principal holds the CFA designation.
To learn more about the advisors currently working at Prospect Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Stamford, CT
| 15
|
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