A complete list of active advisors currently associated with Prospect Financial Services LLC

Warmer can help you find a great advisor at Prospect Financial Services LLC or one who fits your needs even better.

Prospect Financial Services LLC provides discretionary investment management, comprehensive wealth management and financial planning to individuals, high-net-worth clients, trusts, estates, businesses and retirement plans. The firm also offers standalone financial planning engagements and retirement-plan advisory services, including investment policy statement design and ERISA 3(21) investment oversight. The firm’s investment process is primarily long-term and combines fundamental and technical analysis to build diversified portfolios that may include ETFs, mutual funds, bonds, individual equities, independent managers, fee-based annuities, options, digital assets and certificates of deposit. Prospect Financial may trade shorter-term to rebalance or meet client needs and discloses the use of options and other derivative instruments in separately managed accounts. Prospect Financial is affiliated with The Chwast CPA Group, P.C., with certain supervised persons owning and providing tax and accounting services that are offered separately to clients and compensated apart from advisory fees. Several advisors are dually registered with LPL Financial and the firm maintains institutional relationships with LPL and Schwab that provide platform services and transition assistance, arrangements the brochure discloses and addresses in its conflicts-of-interest policies.

To learn more about the advisors currently working at Prospect Financial Services LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.