Prospect Hill Management, LLC

Prospect Hill Management primarily provides discretionary investment supervisory services to a small, predominantly individual client base, concentrating on high net worth households while also serving a select group of related individuals and a Family Limited Partnership as a pooled investment vehicle. The firm manages approximately $256.6 million in client assets across about 37 accounts and develops individualized investment policies through client discussions of objectives, time horizons, risk tolerance and liquidity needs.

Investment implementation is centered on customized portfolio management across equities, fixed income, ETFs and cash equivalents, with ongoing monitoring and monthly reporting. The firm applies a mix of fundamental, technical and qualitative analysis and employs a range of strategies — including long‑ and short‑term purchases, trading, options (covered calls and spreads), short sales, and the use of margin or borrowing in separately managed accounts when appropriate.

What distinguishes the firm from many peers is its relatively high assets under management per advisor — managing over $250 million with a single primary advisory team member — and its uncommon practice of managing pooled vehicles and permitting borrowing within client accounts, which can introduce leverage‑related risks and operational considerations. Leadership also reflects nontraditional professional backgrounds that transitioned into finance, and the firm combines discretionary trading authority with block‑trading procedures and dual custodial relationships to support execution and reporting.