Prosperity Wealth Planning LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$268,319,071
Clients
172
Advisors
4
of 7 employees
About
Prosperity Wealth Planning serves individual and high‑net‑worth clients and also accepts corporations and other business entities. The firm offers ongoing portfolio management, comprehensive financial planning, family legacy planning, next‑generation preparation, educational seminars and workshops, and standalone divorce‑planning engagements.
The firm prepares an Investment Policy Statement for each client and generally manages accounts on a discretionary basis, employing fundamental, quantitative, technical analysis and modern portfolio theory with a long‑term trading orientation. Portfolios typically include mutual funds, ETFs (including precious‑metal ETFs), fixed income, real estate funds/REITs, annuities, commodities and non‑U.S. securities, and accounts are reviewed on a regular basis.
Noteworthy features include periodic educational seminars, workshops and podcasts provided to clients at no charge and a Next Generation Preparation program that offers financial education and an annual review meeting—often provided at no cost to adult children of clients with substantial assets; family legacy planning sessions are also offered at the firm’s discretion. The firm’s materials also indicate the use of client testimonials in advertising, an uncommon practice among similar supported firms, and it lists divorce planning as a distinct specialty service.
Client services
Expertise
Fee options
Fixed fees ranging from $1,500 to $3,500 for comprehensive financial planning; fixed fee up to $750 for separate comprehensive financial plan outside onboarding.
$0 - $249,999: 2.00% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.75% $2,000,000+: .50%
$325 to $500 per hour for financial planning follow-up; $150/hour for additional meetings; $325 to $450 per hour for divorce planning.
Account minimum: $1,000,000 Fee-only: Fixed fees from $1,500 to $3,500 for comprehensive financial planning; Hourly fees $325 to $500 per hour for financial planning follow-up work; Additional meetings at $150/hour; Fixed fee up to $750 for separate comprehensive financial plan outside onboarding.
Main office
3349 Michelson Dr, Suite 200 8 E
Irvine CA 92612
Advisors at this office
4
Most active in
Arizona · California · Nebraska · Texas
Also doing business as
Prosperity Wealth Planning LLC · Prosperity Wealth Planning, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Ava P
CFP®
Irvine, CA
Prosperity Wealth Planning LLC
Ava Pompay is a CFP® professional with experience at Prosperity Wealth Planning LLC since 2024. Prior to her advisory role, she completed work and study roles including at California State University and Target. Prosperity Wealth Planning LLC serves individual and high-net-worth clients, as well as corporations and business entities, providing portfolio management, financial planning, family legacy planning, educational seminars, and divorce-planning services. The firm employs a disciplined investment approach using multiple analysis methods and offers unique programs such as Next Generation Preparation and client education workshops.
Carolanne C
CFP®, Series 63
Irvine, CA
Prosperity Wealth Planning LLC
Carolanne Chavanne is a CFP® with 31 years of industry experience. She is currently with Prosperity Wealth Planning LLC, where she has been since 2019, following prior roles at Dynamic Wealth Advisors and LPL Financial. Prosperity Wealth Planning serves individual and high-net-worth clients, as well as corporations and business entities, offering portfolio management, comprehensive financial and family legacy planning, educational seminars, and specialized divorce-planning services. The firm employs a long-term investment approach with diversified portfolios and provides unique programs such as next-generation financial education and periodic client workshops.
Jordan B
CFP®, Series 63
Irvine, CA
Prosperity Wealth Planning LLC
Jordan Bromley is a CFP® with three years of industry experience, currently serving as a financial advisor at Prosperity Wealth Planning LLC. His prior experience includes roles at Cetera, True Wealth Advisory Group, and Merrill Lynch. Prosperity Wealth Planning serves individual and high-net-worth clients as well as corporations and business entities, providing comprehensive financial planning, portfolio management, family legacy planning, and specialized divorce-planning services. The firm employs a long-term trading approach using fundamental, quantitative, and technical analysis, and offers educational seminars, workshops, and a Next Generation Preparation program.
Robert P
CFP®
Irvine, CA
Prosperity Wealth Planning LLC
Robert Price is a CFP® professional with three years of experience, currently with Prosperity Wealth Planning LLC. His prior roles include positions at Apella Wealth and Inspired Financial. Outside of his advisory work, he coaches high school basketball. Prosperity Wealth Planning serves individual and high-net-worth clients, as well as corporations and business entities, offering portfolio management, comprehensive financial planning, and specialty services such as family legacy and divorce planning. The firm employs a disciplined investment approach based on multiple analytical methods and provides educational seminars and next-generation financial education programs.
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