Seattle, WA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Prospero Wealth, LLC
Team
Firm-wide stats for Prospero Wealth, LLC
About
Prospero Wealth provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, trusts, businesses and employer retirement plans. The firm also offers ongoing advice and monitoring for held‑away retirement and brokerage accounts and provides assets‑under‑advisement consulting to other investment advisers.
Investment programs are tailored to client objectives and are implemented primarily with individual securities and exchange‑traded funds, including direct indexing and the use of leveraged and inverse ETFs; the firm may also employ options and short sales as part of portfolio construction or hedging. Prospero discloses the use of derivatives and long‑short strategies in separately managed accounts and leverages third‑party model marketplaces and custodial platforms to implement its recommendations.
Noteworthy for a team‑model firm, Prospero accepts other investment adviser clients for AUA consulting (a relatively uncommon offering) and explicitly uses derivative and shorting strategies in client accounts, which is less typical among peers. Operational distinctions include held‑away account access via Pontera and relationships with multiple custodians (including Interactive Brokers, Fidelity, Schwab and Altruist); the firm recently transitioned to SEC registration and manages roughly $110 million of discretionary assets with a seven‑person advisory team.
Based on Prospero Wealth, LLC
Expertise
Based on Prospero Wealth, LLC
Location
Seattle WA
Advisors at this office
4
Advisors at this office
Jacob T
Verified by Warmer
Series 63, Series 65
Seattle, WA
Prospero Wealth, LLC
Jacob Tally is a financial advisor at Prospero Wealth, LLC in Seattle, WA, holding Series 63 and Series 65 licenses with one year of industry experience. He is the owner and founder of Tinegoba LLC, which provides contracting services to Prospero Wealth along with consulting advice to startups and small-to-medium sized businesses. Prior to his current role, he worked in various capacities at Cap Hill Brands, New Engen, Crowd Cow, and ZULILY. Prospero Wealth offers discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, businesses, and employer retirement plans. The firm employs tailored investment programs using individual securities, ETFs, derivatives, and long-short strategies, and provides assets-under-advisement consulting and held-away account monitoring through a seven-person advisory team.
Eric F
CFP®
Seattle, WA
Prospero Wealth, LLC
Our firm is made up of veteran former tech professionals who have become fiduciary advisors specifically to assist their former colleagues and other tech professionals. We practice data-driven financial planning and asset management. We differentiate ourselves by being highly respectful of your time and focusing on ruthless prioritization. We specialize in equity compensation and concentrated stock positions.
Suhas J
Series 65
Seattle, WA
Prospero Wealth, LLC
Suhas Joshi is a financial advisor at Prospero Wealth, LLC with three years of industry experience. He holds a Series 65 designation. Before joining Prospero Wealth in 2022, he worked at Stripe for three years and Facebook, Inc. for seven years. Prospero Wealth, LLC provides discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, businesses, and employer retirement plans. The firm employs tailored investment programs using individual securities, ETFs, derivative strategies, and offers assets-under-advisement consulting to other advisers.
Marcus M
Series 65, Series 66
Seattle, WA
Prospero Wealth, LLC
Marcus Maurer is a financial advisor at Prospero Wealth, LLC in Seattle, WA, with 16 years of industry experience. He holds Series 65 and Series 66 credentials and has worked at Prospero Wealth since 2016 and Ameriprise from 2006 to 2014. In addition to his advisory role, he is a full-time employee at the University of Washington. Prospero Wealth offers discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, businesses, and employer retirement plans. The firm utilizes tailored investment strategies including direct indexing, leveraged and inverse ETFs, options, and short sales, and provides assets-under-advisement consulting to other investment advisers.
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