Baton Rouge, LA Jefferson Hwy Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Proverbi Capital Advisors, LLC
Team
Firm-wide stats for Proverbi Capital Advisors, LLC
About
Proverbi Capital Advisors provides discretionary asset management and related financial planning services primarily to individual clients and charitable organizations. The firm’s brochure reports approximately $14.4 million in assets across about 110 client accounts and states no account minimum, indicating a client base that appears to be mainly non–high-net-worth individuals rather than affluent clients.
Investment programs are implemented on a discretionary basis and use methods such as fundamental and cyclical analysis, with strategies that can include long-term holdings, short-term positions, and trading; financial planning topics (wills, estate plans, taxes, retirement, Social Security, college planning) may be provided as part of advisory recommendations at no additional charge. Accounts are reviewed at least quarterly and the firm documents client goals and allows clients to impose written investment restrictions while requiring client authorization for discretionary trading.
A distinctive operational feature is that the brochure lists a single principal who is the 100% owner and the firm’s sole compliance and supervisory person, so supervision and decision-making are centralized in one individual despite the firm’s team classification. The principal also conducts outside business activities—spending roughly half of her time as a licensed insurance agent (receiving commissions) and a small portion as a real estate agent—which the firm discloses and manages through policies and client disclosures as potential conflicts of interest.
Based on Proverbi Capital Advisors, LLC
Expertise
Based on Proverbi Capital Advisors, LLC
Location
9026 Jefferson Hwy, Suite 501
Baton Rouge LA 70809
Advisors at this office
3
Advisors at this office
Drew P
ChFC®, Series 63, Series 65
Baton Rouge, LA
Proverbi Capital Advisors, LLC
Drew Pelton is a financial advisor with Proverbi Capital Advisors, LLC, holding a ChFC® designation and Series 63 and 65 licenses, with 12 years of industry experience. He has worked at several firms, including Kovack Advisors, Inc. and Ridge Capital Advisors, LLC, and operates his own retirement solutions business. Outside of advising, he hosts a radio show focused on financial topics. Proverbi Capital Advisors provides discretionary asset management and financial planning services primarily to individual clients and charitable organizations, managing approximately $14.4 million across about 110 accounts. The firm utilizes fundamental and cyclical analysis in its investment strategies and offers financial planning on a range of topics without additional charge.
Lance M
Series 65
Baton Rouge, LA
Proverbi Capital Advisors, LLC
Lance Mc Cartney is a financial advisor with Proverbi Capital Advisors, LLC in Baton Rouge, LA. He holds a Series 65 designation and has been with Proverbi Capital Advisors since 2026. His prior experience includes roles at Tax & Retirement Solutions, Inc. and Kovack Advisors, Inc., as well as client service positions at State Farm. Proverbi Capital Advisors provides discretionary asset management and financial planning services primarily to individual clients and charitable organizations. The firm manages approximately $14.4 million across about 110 client accounts and employs a range of investment strategies including fundamental and cyclical analysis, with financial planning services offered without additional charge.
Mistie B
Series 65
Baton Rouge, LA
Proverbi Capital Advisors, LLC
Mistie Babin is a financial advisor at Proverbi Capital Advisors, LLC with three years of industry experience. She holds a Series 65 designation and has previously worked at NYLIFE Securities, LLC and New York Life Insurance Company. Outside of her advisory role, she is involved with Tax & Retirement Solutions, Inc. Proverbi Capital Advisors provides discretionary asset management and financial planning services primarily to individual clients and charitable organizations. The firm serves mainly non–high-net-worth clients and employs various investment strategies, including fundamental and cyclical analysis, while integrating financial planning topics at no additional charge.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")