A complete list of active advisors currently associated with Providence Capital Advisors, LLC

Warmer can help you find a great advisor at Providence Capital Advisors, LLC or one who fits your needs even better.

Providence Capital Advisors, LLC is a SEC-registered investment adviser that provides discretionary and non-discretionary investment management and comprehensive financial planning to individuals, high‑net‑worth clients, corporations and small businesses. The firm manages a range of portfolio types — including core equity, diversified income, fixed income, ETF, and covered‑call strategies — and works with clients to set objectives, gather financial data, and implement tailored allocations. The firm’s investment process centers on fundamental analysis supplemented by technical and cyclical analysis, with a focus on individual securities and customized portfolio construction; core equity portfolios typically hold 25–35 stocks and maintain sector weightings between 50% and 200% of S&P 500 sector weights. PCA also runs explicit option programs (a covered‑call sleeve that generally uses two‑to‑four month expirations and roughly 15–20 positions) and discloses the use of margin, indicating that derivatives and borrowing are active components of some separately managed accounts. What is noteworthy relative to many peers is PCA’s routine incorporation of derivatives and borrowing within separately managed accounts — a practice the brochure highlights through its covered‑call strategy, option‑writing and margin disclosures — and its use of third‑party service providers that include artificial intelligence and machine learning components, which the firm reviews as part of vendor due diligence. The firm also emphasizes individualized portfolio construction and the potential inclusion of alternative investments when appropriate, rather than relying solely on model portfolios.

To learn more about the advisors currently working at Providence Capital Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.