A complete list of active advisors currently associated with Providence Capital

Warmer can help you find a great advisor at Providence Capital or one who fits your needs even better.

Providence Capital works with individuals, high‑net‑worth individuals, and charitable organizations to provide ongoing portfolio management and financial planning services. Services include creating individualized investment policy statements, ongoing plan maintenance, and access to insurance products and annuities as part of comprehensive planning. The firm typically manages accounts on a discretionary basis, using fundamental analysis and modern portfolio theory with a long‑term trading orientation, and primarily recommends mutual funds and ETFs (including precious‑metal sector ETFs) and Treasury‑inflation protected securities. Providence Capital also uses model portfolios and third‑party tools through custodial and platform relationships and provides periodic monitoring, rebalancing, and quarterly reporting to clients. Noteworthy for a small advisory team, certain supervised persons are licensed insurance agents and the firm discloses acceptance of commissions for insurance product sales while stating those commissions are not the primary source of advisory compensation. The brochure also notes participation in third‑party platforms and model marketplaces (including relationships with custodians and services such as Altruist and intelliflo), and the firm discloses how those platform arrangements and fee structures may create potential conflicts of interest.

To learn more about the advisors currently working at Providence Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.