Provident Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$94,533,854
Clients
108
Advisors
1
of 1 employees
About
Provident Wealth provides discretionary portfolio management, one-time and ongoing financial planning, and retirement-plan advisory to individuals, high-net-worth clients, trusts and charitable organizations. The firm also offers ERISA plan services for qualified retirement plans, including education and plan monitoring in a limited-scope 3(21) capacity and the option to serve as a 3(38) investment manager.
The adviser develops an Investment Policy Statement for each client, documents risk tolerance, and implements tailored portfolios using a mix of fundamental analysis, cyclical analysis and modern portfolio theory with a long-term trading orientation. Investment recommendations are generally concentrated in mutual funds, ETFs (including precious-metal ETFs), equities, fixed income and select non-U.S. securities, with periodic monitoring and reporting.
Notably, the firm’s brochure highlights relationships with charitable organization clients and explicit pension-consulting capabilities (both 3(21) and 3(38) services), which are less common among independent advisers. The firm operates with a relatively high account threshold, directs custody to an institutional platform, and is led by an adviser holding multiple advanced retirement and wealth credentials (CFP, RICP, CPWA).
Client services
Expertise
Occupation focus
Fee options
Initial fee $500-$5,000 and annual fixed fee $5,000-$15,000 for ongoing comprehensive financial planning
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.00%
Up to $250 per hour for one-time financial planning services
Account minimum: $500,000 (may be waived at discretion) Minimum fee: ERISA plan services subject to a minimum annual fee of $4,000 Fee-only: Financial planning fees; hourly up to $250/hr; fixed fees $500-$5,000 initial, $5,000-$15,000 annually
Main office
Knoxville TN
Advisors at this office
1
Most active in
Tennessee
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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