Prowell Financial Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$6,675,493,997
Clients
57
Advisors
3
of 4 employees
About
Prowell Financial Management advises closely held companies and the individual owners of those businesses, offering tailored financial organization, planning, and asset management intended to support ownership succession and coordinate each owner’s complex financial circumstances. Services commonly include review and coordination of estate plans, trusts, insurance, and engagement with other professionals to align individual planning with company continuity.
The firm generally seeks to organize and manage clients’ relationships with existing third‑party managers rather than wholesale replacement, monitoring performance and negotiating concessions such as fee reductions or investment restrictions on clients’ behalf. For assets Prowell manages directly, the firm emphasizes liquidity and low‑cost instruments (cash‑like holdings, mutual funds, ETFs, and occasionally individual securities) and often operates on a non‑discretionary basis, presenting proposed changes for client approval prior to execution.
Prowell’s regulatory reporting shows a majority of its approximately $6.86 billion in assets under management are non‑discretionary (about $1.30 billion reported as discretionary), which distinguishes its operating model from many peers that manage most assets discretionarily. The firm positions itself as a single point of contact and advocate for complex, multi‑generation and trust structures, and discloses that some professionals are licensed insurance agents who may receive commissions when insurance products are recommended.
Client services
Expertise
Occupation focus
Fee options
Fixed fee arrangements for financial organization and management services, starting generally at $50,000 annually.
Minimum fee: Generally fixed fees begin at $50,000 annually for financial organization and management services. Fee-only: Fixed fees for asset management services generally range from $25,000 to $400,000 annually, negotiable based on complexity.
Main office
717 Constitution Drive, Suite 102
Exton PA 19341
Advisors at this office
3
Most active in
Delaware · Florida · Louisiana · Nebraska · New Jersey · Pennsylvania · Texas · Virgin Islands
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Mark P
Series 63, Series 66
Exton, PA
Prowell Financial Management, LLC
Mark Prowell is the principal of Prowell Financial Management, LLC in Exton, PA, with 38 years of industry experience. He holds Series 63 and Series 66 licenses and has led his firm since 2016. In addition to his advisory role, he serves as a board member of Commonwealth Trust Company. Prowell Financial Management advises closely held companies and their owners, focusing on financial organization, planning, and asset management related to ownership succession and complex individual circumstances. The firm typically manages clients’ existing third-party relationships while emphasizing liquidity and low-cost investment instruments, often operating on a non-discretionary basis.
Courtney K
CFP®
Exton, PA
Prowell Financial Management, LLC
Courtney Kauffman is a CFP® professional with seven years at Prowell Financial Management, LLC and a total of four years in the industry. Prior to joining Prowell, Kauffman worked at Lovelace Medical Center for two years. Prowell Financial Management advises closely held companies and their individual owners, focusing on tailored financial organization, planning, and asset management to support ownership succession and complex financial circumstances. The firm typically monitors and coordinates clients’ existing third-party managers while emphasizing liquidity and low-cost investment options for directly managed assets.
Sarah L
Series 65
Exton, PA
Prowell Financial Management, LLC
Sarah Lynch is a financial advisor at Prowell Financial Management, LLC with two years of industry experience. She holds a Series 65 designation and previously worked for Bloomberg LP for eleven years. Prowell Financial Management advises closely held companies and their individual owners on financial organization, planning, and asset management, focusing on ownership succession and complex financial circumstances. The firm typically manages client relationships with third-party managers and emphasizes liquidity and low-cost instruments for directly managed assets.
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