Prudent Investment Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,600,273
Clients
14
Advisors
1
of 1 employees
About
Prudent Investment Advisors, Inc. provides discretionary portfolio management primarily for individuals and retirement accounts and operates a small, concentrated practice (one advisor, 14 clients) managing approximately $7.4 million in discretionary assets. The firm advises on a broad range of securities, including listed and over‑the‑counter equities, corporate and municipal debt, U.S. government securities, options, and mutual funds.
The firm combines fundamental analysis with a longer‑term outlook and technical analysis (indexes, averages, trends, and charts) to formulate investment advice and typically manages client accounts on a discretionary basis with written authorization. Accounts are reviewed at least annually, the advisor bills on a percentage‑of‑AUM basis, and the firm does not charge performance‑based fees.
The president is a CPA who provides accounting, auditing, and tax services on a full‑time basis and is the sole officer and shareholder, reflecting an affiliation with accounting practice that is uncommon among independent advisers. The brochure also indicates the firm serves charitable organizations, a less common client type for peers, and the firm states it does not accept custody of client funds or receive brokerage incentives.
Client services
Expertise
Fee options
2% annually
Main office
92 29 Queens Blvd, Suite 1 B
Rego Park NY 11374
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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