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Prudent Investment Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,600,273
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
14
64% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
TypicalAverage account size
$614,305
About
Prudent Investment Advisors, Inc. provides discretionary portfolio management primarily for individuals and retirement accounts and operates a small, concentrated practice (one advisor, 14 clients) managing approximately $7.4 million in discretionary assets. The firm advises on a broad range of securities, including listed and over‑the‑counter equities, corporate and municipal debt, U.S. government securities, options, and mutual funds.
The firm combines fundamental analysis with a longer‑term outlook and technical analysis (indexes, averages, trends, and charts) to formulate investment advice and typically manages client accounts on a discretionary basis with written authorization. Accounts are reviewed at least annually, the advisor bills on a percentage‑of‑AUM basis, and the firm does not charge performance‑based fees.
The president is a CPA who provides accounting, auditing, and tax services on a full‑time basis and is the sole officer and shareholder, reflecting an affiliation with accounting practice that is uncommon among independent advisers. The brochure also indicates the firm serves charitable organizations, a less common client type for peers, and the firm states it does not accept custody of client funds or receive brokerage incentives.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
2% annually
Main office location
Prudent Investment Advisors, Inc.
92 29 Queens Blvd, Suite 1 B
Rego Park NY 11374, United States
Number of offices
1
Most active in
Prudent Investment Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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