Pruvise
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
PruVise is a state-registered investment adviser that provides ongoing asset management and financial planning to individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. Services described in the brochure include portfolio construction and monitoring, cash flow and retirement planning, tax reduction strategies, and tailored long‑term investment plans.
The firm typically manages accounts on a discretionary basis when clients grant limited trading authorization and describes using fundamental and technical analysis, modern portfolio theory, and Monte Carlo analysis in portfolio and planning work; as of December 31, 2025 it reported $150,000 in discretionary assets and no non‑discretionary assets. PruVise may also recommend private investment funds, accepts client‑imposed restrictions, and may select and appoint sub‑advisors to provide investment management or further delegate authority.
What is distinctive in PruVise’s brochure is the firm’s concurrent accounting and business consulting practice, with supervised persons disclosing they spend a substantial portion of their time on those non‑advisory activities and the firm noting the related conflicts and disclosures. The brochure also highlights that PruVise may grant sub‑advisors broad authority (including fee deduction authority and potential further delegation) and that its advisory operations are conducted at a relatively small asset scale, features prospective clients may weigh when evaluating the firm.
Client services
Expertise
Fee options
Maximum 2.00% annually
$300 per hour for financial planning and consulting
Fee-only: $300 per hour for financial planning and consulting
Main office
4695 Macarthur Ct, 1100
Newport Beach CA 92660
Advisors at this office
3
Most active in
California
Also doing business as
Pruvise · Pruvise, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Aaron W
Series 63, Series 65
Newport Beach, CA
Pruvise
Aaron Wallace is a financial advisor at PruVise with Series 63 and Series 65 licenses and four years of industry experience. His prior roles include positions at Fisher Investments, Gerry Andrade & Associates, and Carbide Capital Inc. PruVise is a state-registered investment adviser serving individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm provides asset management and financial planning services, utilizing fundamental and technical analysis, modern portfolio theory, and Monte Carlo analysis in portfolio and planning work.
Carl F
CFA®, Series 63
Newport Beach, CA
Pruvise
Carl Fernandez is a CFA® charterholder and holds a Series 63 license, with three years of experience in the financial industry. He is currently with Pruvise and has prior work experience at Great Pacific Securities and Independent Trading. PruVise is a state-registered investment adviser serving individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm provides asset management and financial planning services using fundamental and technical analysis, modern portfolio theory, and Monte Carlo analysis, often managing accounts on a discretionary basis.
Tristan D
Series 65
Newport Beach, CA
Pruvise
Tristan De Mers is a financial advisor at PruVise with seven years of industry experience. He holds a Series 65 designation and has been with PruVise since 2016. In addition to his advisory role, he provides accounting and business consulting services through PruVise, Inc. PruVise is a state-registered investment adviser that offers asset management and financial planning to individuals, small businesses, trusts, estates, pooled investment vehicles, and charities. The firm employs fundamental and technical analysis, modern portfolio theory, and Monte Carlo analysis in its portfolio and planning services and integrates accounting and business consulting into its operations.
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