Pruvise
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pruvise provides financial planning and portfolio management services to individuals, families, small businesses and institutional clients, and offers corporate retirement-plan advisory and individual consultation. The firm advises on a wide range of investment products — including equities, fixed income, mutual funds, ETFs and options — and delivers ongoing portfolio management alongside planning on topics such as retirement, cash flow and college savings.
The firm’s investment process combines fundamental, technical and charting analysis and implements multiple asset-allocation strategies (for example, conservative fixed income, high income, dividend growth, equity income and long-term growth) using both long- and short-term trades, option strategies, margin and occasional IPO participation. Accounts are monitored systematically, and the brochure notes that, as of the reported date, Pruvise managed $150,000 of client assets on a non-discretionary basis — a client-directed trading arrangement that is less common among similar supported firms.
Pruvise is small in scale and the founder oversees the firm’s advisory activities; the brochure also describes an affiliated accounting services entity that provides accounting and business-related support. The firm’s emphasis on corporate retirement-plan consulting (acting as an independent third‑party advisor over existing plan relationships rather than as plan sponsor or administrator), together with its accounting affiliation and primarily non‑discretionary account structure, are features that set it apart from many peers.
Client services
Expertise
Occupation focus
Fee options
$0 - $5,000,000: 1.00% $5,000,001 - $15,000,000: 0.75% $15,000,001+: 0.50% $0 - $5,000,000: 0.75% $5,000,001 - $15,000,000: 0.65% $15,000,001 - $50,000,000: 0.50% $0 - $15,000,000: 0.25% $15,000,001 - $50,000,000: 0.15%
Up to $300 per hour plus expenses for corporate retirement planning services
Main office
4695 Macarthur Ct, 1100
Newport Beach CA 92660
Advisors at this office
3
Most active in
California
Also doing business as
Pruvise · Pruvise, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Aaron W
Series 63, Series 65
Newport Beach, CA
Pruvise
Aaron Wallace is a financial advisor at Pruvise with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Fisher Investments, Gerry Andrade and Associates, and Carbide Capital Inc. Pruvise provides financial planning and portfolio management services to individuals, families, small businesses, and institutional clients, with a focus on corporate retirement-plan advisory and individual consultation. The firm uses a combination of fundamental, technical, and charting analysis to implement diverse asset-allocation strategies, primarily through a client-directed, non-discretionary trading approach.
Carl F
CFA®, Series 63
Newport Beach, CA
Pruvise
Carl Fernandez is a CFA® charterholder and holds a Series 63 license with three years of industry experience. He is the sole advisor at Pruvise in Newport Beach, CA, and has worked at Great Pacific Securities since 2016. Prior to that, he was involved in independent trading for one year. Pruvise provides investment advisory and portfolio management services for individuals, families, and business clients, including corporate retirement planning and consulting. The firm employs a multifaceted investment approach combining fundamental, technical, charting, and cyclical analysis, emphasizing strategic asset allocation across various strategies while delivering ongoing advice without exercising discretionary trading authority.
Tristan D
Series 65
Newport Beach, CA
Pruvise
Tristan De Mers is a financial advisor at Pruvise with a Series 65 credential and six years of industry experience. He has been with Pruvise since 2016. In addition to his advisory role, he provides accounting and business consulting services through an affiliated entity. Pruvise offers financial planning and portfolio management services to individuals, families, small businesses, and institutional clients. The firm employs a diverse investment approach that includes multiple asset-allocation strategies and a primarily non-discretionary account structure, with a focus on corporate retirement-plan consulting and affiliated accounting support.
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