A complete list of active advisors currently associated with PTS Brokerage, LLC

Warmer can help you find a great advisor at PTS Brokerage, LLC or one who fits your needs even better.

PTS Brokerage, LLC serves individual investors, estates, trusts and retirement plan clients with investment supervisory and money management services, investment advice, and financial planning. The firm operates as a multi-advisor practice and conducts discretionary portfolio management while permitting client-imposed restrictions and ongoing suitability reviews. The firm tailors portfolios using a mix of fundamental and technical analysis and relies on research tools from custodians and third-party providers; managers may use trailing stop losses and implement option strategies such as covered calls and cash‑secured puts where appropriate. PTS executes and aggregates block trades across accounts, monitors portfolios regularly, and documents liquidity needs and suitability before implementing strategies. Distinctive features include the firm’s dual role as a registered investment adviser and a FINRA-member broker‑dealer, with many principals registered as broker‑dealers and licensed to sell insurance; commissionable products are offered through separate broker‑dealer accounts and these conflicts of interest are disclosed in the brochure. The firm is also affiliated with a tax services business whose principals perform seasonal tax‑preparation work, and it maintains written supervisory and personal‑trading policies to govern block allocations and potential conflicts.

To learn more about the advisors currently working at PTS Brokerage, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.