Public Safety Financial/Galloway
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Public Safety Financial/Galloway is an SEC-registered investment adviser that serves public‑sector entities, municipal defined contribution plans and plan participants, while also maintaining relationships with individual and high‑net‑worth clients. The firm provides discretionary portfolio management through its PSF/Galloway Portfolios (Venture, All‑Inclusive, ETF Active and Passive) and offers participant‑level services such as enrollment assistance, self‑directed brokerage access, and investment allocation advice.
Investment recommendations are built from model portfolios and third‑party research (including Morningstar) and are tailored to each client’s stated objectives and risk tolerance, with the firm’s Investment Oversight Committee and portfolio manager reviewing holdings at least annually. PSF/Galloway manages accounts on a discretionary basis, communicates with clients at least annually, and provides quarterly reporting in addition to custodian statements.
What distinguishes the firm is its explicit focus on public safety personnel and municipal plans: it contracts with public safety organizations to deliver financial education and training and has an engagement with the Public Safety Personnel Retirement System of Arizona to provide member education and advisory services. The firm is also affiliated with an insurance agency (Public Safety Financial Insurance), notes that several IARs are licensed to sell life insurance and may receive commissions, and employs some financial advisors who are full‑time public safety employees working part‑time for the firm under conflict‑of‑interest controls.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $50,000: $50,000+: 0.35% to 1.25% annually depending on portfolio type
Commissions and related compensation earned when clients implement recommendations outside of PSF/Galloway portfolios through IARs acting as registered representatives or insurance agents.
Account minimum: $50,000 recommended (no required minimum) Fee-only: Annual asset-based fees from 0.35% to 1.25%, paid quarterly; fees may be negotiable or discounted for affiliated persons and family members.
Main office
See office1138 N Alma School Rd, Suite 201
Mesa AZ 85201
Advisors at this office
20
Offices (2)
Most active in
Arizona · South Carolina · Texas
Also doing business as
Galloway · Galloway Asset Management LLC · Public Safety Financial/Galloway · The Private Client Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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