QP Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$404,076,058
Clients
115
Advisors
3
across 3 offices
About
QP Wealth Management serves individuals, trusts, estates, corporations and certain brokerage customers, managing about $405 million in client assets across roughly 115 clients. The firm provides financial planning, general investment consulting and portfolio management on both a discretionary and non‑discretionary basis, and also advises on alternative investments and held‑away retirement plan participant accounts.
Clients are grouped by risk tolerance, time horizon and investment goals, and portfolios are constructed from a mix of ETFs, individual equities, fixed income, covered‑call overlays and other tailored sleeves with at least quarterly reviews. The firm conducts formal due diligence on alternative investments, may allocate to Independent Managers when appropriate, and uses third‑party platforms to facilitate management and aggregation of held‑away assets.
QP Wealth Management is notable in that the majority of its assets are managed non‑discretionarily (approximately $282.3 million non‑discretionary versus $122.7 million discretionary), a configuration that is uncommon among peers. The firm also offers a range of specialized services — including alternative‑investment due diligence and coordination, insurance referral arrangements, net‑worth reporting and aggregation via a third‑party platform, and ad‑hoc administrative and advisor‑level consulting — that extend beyond standard portfolio management.
Client services
Expertise
Occupation focus
Fee options
Financial planning fixed fees ranging from $1,000 to $2,500 depending on scope and complexity
Up to $1,000,000 - $1,000,000: 1.50% $1,000,001 - $2,499,999: 1.25% $2,500,000 - $4,999,999: 1.00% $5,000,000 - $10,000,000: 0.90% Above $10,000,001+: Negotiable
Certain supervised persons offer securities brokerage services under separate commission-based arrangements; insurance referrals receive 50% of insurance commission
Extraordinary administrative services at $200/hour; extraordinary advisor-level consulting services at $1,000/hour; rates increase to 1.5x normal for after-hours services
Fee-only: Financial planning fixed fees ranging from $1,000 to $2,500; consulting fees based on AUM up to 1.25% annually; alternative investment due diligence fee 1% of commitment; alternative investment ongoing management fee 1.00% annually; specialized 529 plans advisory fee 0.25% annually; Addepar platform additional fee up to 0.07% of net worth
Main office
See office2700 N Military Trail, Suite 240
Boca Raton FL 33431
Advisors at this office
1
Offices (3)
Most active in
Florida · New Jersey · New York
Also doing business as
Cgt Wealth LLC · Qp Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Thomas L
Series 66
Haven, NJ
QP Wealth Management, LLC
Thomas Leidner is a financial advisor at QP Wealth Management, LLC with 16 years of industry experience. He holds a Series 66 designation and previously worked at Morgan Stanley for ten years and Purshe Kaplan Sterling Investments for two years. Leidner is a co-founder, co-chief investment officer, and portfolio manager at QP Wealth Management. QP Wealth Management serves individuals, trusts, estates, corporations, and brokerage clients, managing approximately $405 million across about 115 clients with a five-advisor team. The firm offers financial planning, investment consulting, and portfolio management, employing a range of strategies including ETFs, equities, bonds, options, and alternative investments, with a notable focus on non-discretionary asset management and tailored client solutions.
Lisa H
Series 66
Summerland Key, FL
QP Wealth Management, LLC
Lisa Heerwagen is a financial advisor at QP Wealth Management, LLC with 19 years of industry experience. She holds a Series 66 designation and has previously worked at Morgan Stanley and Purshe Kaplan Sterling Investments. Heerwagen is a co-founder and serves as COO and CCO of QP Wealth Management, where she is involved in compliance and client support. QP Wealth Management serves individuals, trusts, estates, corporations, and brokerage customers, managing approximately $405 million for about 115 clients. The firm offers financial planning, investment consulting, and portfolio management, using a range of strategies including ETFs, individual equities, bonds, and alternative investments, with a notable emphasis on non-discretionary asset management.
James L
Series 63, Series 65
Boca Raton, FL
QP Wealth Management, LLC
James Lloyd is a financial advisor with QP Wealth Management, LLC in Boca Raton, FL, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. His prior roles include positions at Morgan Stanley, Purshe Kaplan Sterling Investments, and Wells Fargo Clearing. He serves as a board member for Superba, an alternative investment firm, where he consults on fund management and participates in investment committee meetings. QP Wealth Management serves individuals, trusts, estates, and corporations, managing approximately $405 million in client assets. The firm provides financial planning, investment consulting, and portfolio management with an approach that emphasizes client risk tolerance and goals, utilizing a mix of ETFs, equities, fixed income, covered-call overlays, and alternative investments, with a distinctive focus on non-discretionary asset management.
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