A complete list of active advisors currently associated with Quad-Cities Investment Group, LLC

Warmer can help you find a great advisor at Quad-Cities Investment Group, LLC or one who fits your needs even better.

Quad-Cities Investment Group provides comprehensive portfolio management, financial planning, and retirement plan consulting to individuals (including high‑net‑worth clients), trusts, pension plans, and business entities. Its services encompass asset management and advisement across exchange‑traded funds, mutual funds, individual stocks and bonds, and assistance to plan sponsors with ERISA fiduciary acknowledgments where applicable. The firm combines technical, cyclical, and fundamental analysis, conducts initial client meetings to establish goals and risk tolerance, and manages discretionary accounts with at least semi‑annual reviews and periodic rebalancing. It also engages third‑party sub‑advisors to help implement investment portfolios and performs initial and ongoing due diligence on those managers. Notably, Quad‑Cities discloses the use of derivatives and borrowing in client accounts — including option strategies such as covered calls and spreads and margin transactions for securities purchases — while specifying controls like a prohibition on uncovered call writing. The firm primarily routes custody and execution through Raymond James, uses prime brokerage for certain fixed‑income trades, and receives research and administrative services from that custodian arrangement.

To learn more about the advisors currently working at Quad-Cities Investment Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse Quad-Cities Investment Group, LLC's office locations.