Quantitative Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$174,019,959
Clients
153
Advisors
2
of 2 employees
About
Quantitative Asset Management, LLC provides discretionary asset management to individuals (including high-net-worth clients), trusts, estates and business entities, managing roughly $187 million for about 153 clients. Services focus on portfolio management for individual accounts, with ongoing investment selection, asset allocation, monitoring and execution under discretionary authority.
The firm uses a mix of fundamental, technical and charting analysis to build client-tailored strategies and permits a range of approaches, including long- and short-term positions, options strategies (including covered and uncovered writing) and margin trading where appropriate; clients may impose written investment restrictions. Account reviews are performed at least quarterly, clients receive custodian statements at least quarterly, and performance reporting is provided at least annually.
Distinctive features for a firm of this size include a very small advisory team managing substantial assets and the firm’s required use of a specific custodian (Charles Schwab), with the brochure disclosing potential receipt of broker-related economic benefits and soft-dollar items from custodians. The firm also disclosed an SEC enforcement finding in 2021 for a failure to timely file Form CRS, has paid the related fine, and reports adopting additional policies and procedures in response.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000 - $3,000,000: 0.85% annually $3,000,000 - $5,000,000: 0.75% annually $5,000,000+: 0.65% annually
Minimum fee: $2,500 minimum account fee Fee-only: Annual investment advisory fees charged quarterly in arrears based on assets under management with a minimum fee of $2,500
Main office
4350 Baker Road, Suite 160
Minnetonka MN 55343
Advisors at this office
2
Most active in
California · Minnesota · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
John F
Series 63, Series 66
Minnetonka, MN
Quantitative Asset Management, LLC
John Farni is a financial advisor at Quantitative Asset Management, LLC with 21 years of industry experience. He has worked at Quantitative Asset Management since 2015 and previously spent seven years at RBC Capital Markets Corporation. He holds the Series 63 and Series 66 designations. Quantitative Asset Management, LLC provides discretionary asset management services to individuals, trusts, estates, and business entities, managing approximately $187 million for about 153 clients. The firm employs a blend of fundamental, technical, and charting analysis to develop customized investment strategies, offering a range of approaches including options and margin trading where appropriate.
Jeffrey F
Series 63, Series 65
Minnetonka, MN
Quantitative Asset Management, LLC
Jeffrey Farni is a financial advisor with Quantitative Asset Management, LLC, holding Series 63 and Series 65 credentials and over 21 years of industry experience. He has been with Quantitative Asset Management since 2007. Outside of his advisory role, Farni serves as chairman and owner of Hart Skis Inc. Quantitative Asset Management provides discretionary asset management services to individuals, trusts, estates, and business entities, managing approximately $187 million across about 153 clients. The firm employs a combination of fundamental, technical, and charting analysis to develop customized investment strategies.
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