Quantum Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Quantum Advisory Group is an independent, solo-registered investment adviser that serves individual investors, employer plan sponsors, trusts, charitable organizations and small- to mid-sized businesses. The firm provides comprehensive and limited financial planning, portfolio management for both individual and institutional clients, and retirement plan and pension consulting to employers.
Advisory services are tailored to each client and can be delivered on a discretionary or non-discretionary basis, with investment programs built around broad diversification across equities, mutual funds, ETFs, options and fixed income; the firm reports using Monte Carlo analysis to help derive asset allocations. Accounts are monitored continuously and formally reviewed at least quarterly, and portfolio management clients are asked to open accounts at recommended broker-dealers for custodial and trading execution.
The firm is affiliated with another state-registered investment adviser and an insurance entity, a relationship the brochure discloses as a potential economic conflict when clients use affiliated services, and the principal holds insurance licenses enabling implementation of insurance and annuity recommendations. Distinctive for a solo independent adviser, Quantum offers pension consulting and institutional portfolio management, reported no regulatory assets under management as of March 31, 2024, recently amended its business to discontinue management of affiliated private funds, and discloses a past SEC books-and-records disciplinary order involving a management person.
Client services
Expertise
Fee options
$2,000 to $25,000
$10,000 - $500,000: 1.75% $500,001 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 1.05% $5,000,001+: 0.85%
$200 to $300 per hour
Account minimum: $25,000.00 Fee-only: Hourly fees range from $200 to $300 per hour; Flat fees range from $2,000 to $25,000
Main office
3275 Veterans Memorial Hwy
Ronkonkoma NY 11779
Advisors at this office
1
Most active in
New York
Also doing business as
Quantum Advisory Group, LLC · Quantum Asset Management, LLC · Stafford Sheldon Capital Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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