Quantum Capital Investments, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Quantum Capital Investments is a registered investment adviser that provides discretionary portfolio management, financial planning, and ERISA retirement-plan services to individuals, high-net-worth clients, trusts, and employer-sponsored plans. As of June 2026 the firm reports approximately $153 million in assets under management and delivers ongoing portfolio monitoring, plan-level fiduciary services (3(21) and 3(38)) and one-off financial plans.
The firm uses a mix of fundamental, technical and cyclical analysis and implements long- and short-term strategies, trading, and option-based strategies where appropriate. Notably, QCI may employ box spreads and other exchange-traded option strategies and, where suitable, use borrowing in separately managed accounts subject to margin eligibility and internal caps (the brochure describes use of Level 3 margin accounts and limits loans to 25% of a client’s AUM).
QCI also offers in-house tax planning and bookkeeping services alongside its investment advisory work, a practice less common among peers and disclosed as a potential conflict of interest. The combination of ERISA 3(38) discretionary plan management, explicit use of defined‑payoff options strategies, and the firm’s stated lending parameters for managed accounts distinguishes its service set from many similarly sized advisers.
Client services
Expertise
Fee options
Maximum fixed fee of $2,400 for financial planning, based on complexity and client needs.
$0 - $250,000: 1.50% annually Above $250,000+: 1.25% annually
Separately compensated insurance commissions for affiliated insurance agent activities.
Main office
See officeRiver Forest IL
Advisors at this office
1
Most active in
Florida · Illinois
Also doing business as
Quantum Capital Investments · Quantum Capital Investments, Inc. · Quantum Captial Investments, Inc. · Quantum Holdings LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
John H
Series 65
River Forest, IL
Quantum Capital Investments, Inc.
John Henek is a financial advisor at Quantum Capital Investments, Inc. with 14 years of industry experience. He holds a Series 65 designation and has been with Quantum Capital Investments since 2010. Quantum Capital Investments provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, trusts, and employer-sponsored plans. The firm employs a range of strategies including fundamental, technical, and cyclical analysis, with portfolio management tailored to clients’ goals, time horizons, and risk tolerances.
Joshua B
Series 63, Series 66
Elmwood Park, IL
Quantum Capital Investments, Inc.
Joshua Betancourt is a financial advisor with Quantum Capital Investments, Inc. in River Forest, IL, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. He has been with Quantum Capital since 2009 and Quantum Capital Investments since 2011. Betancourt also has a Master’s Degree in Accounting and provides accounting and tax planning services. Quantum Capital Investments, Inc. offers discretionary asset management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, trusts, and employer-sponsored plans. The firm uses a range of investment strategies tailored to client goals and risk tolerance, including fundamental, technical, and cyclical analysis, and incorporates affiliated tax planning and insurance services.
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