R.D. Thompson Investments
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
R.D. Thompson Investments is an independent, single-advisor registered investment adviser that provides portfolio management and advisory services to individual clients and operates on asset‑based fee arrangements as disclosed in its ADV brochure. The firm’s services are presented in the brochure as ongoing portfolio management rather than transactional product distribution.
The advisor manages approximately $75.6 million for a small client base of 29 households, indicating concentrated, relationship-focused management and regular account oversight. The ADV table of contents includes sections on account reviews, brokerage practices, custody, and investment discretion, suggesting documented procedures for monitoring and servicing client accounts.
Compared with many solo independent advisers, the firm’s high assets-per-client profile is notable and may reflect more bespoke or complex account management for each household. The brochure also references topics such as performance‑based fees, side‑by‑side management, and a written code of ethics, so prospective clients should review those sections for any atypical fee arrangements or trading policies.
Client services
Main office
807 E. South Temple Suite 202
Salt Lake City UT 84102
Advisors at this office
1
Most active in
Utah
Also doing business as
R.D. Thompson Investments · Thompson Robert Douglas · Thompson Robert Doulgas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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