R
R.G. Associates, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,478,496
Clients
12
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$706,541
About
R.G. Associates, Inc. provides discretionary investment management for individual clients through separately managed accounts, with a small practice of about a dozen clients and roughly $8.5 million in assets under management. Investment management is the firm’s primary service, and it also performs occasional financial analysis consulting for institutional clients.
The firm follows a bottom-up, value-oriented approach that emphasizes fundamental microeconomic analysis and scrutiny of accounting quality and management disclosure, seeking companies whose financial reporting the adviser regards as “intellectually honest.” Portfolios are relatively concentrated, long-only, and managed with a long holding period and low turnover; ETFs or closed-end funds are used only incidentally for tax or sector exposure.
Distinctive features include the principal’s extensive accounting and standards‑setting background and the practice of investing the principal’s own accounts alongside client portfolios, with block trades executed so clients and the principal receive the same average execution price. The firm runs a single, uniform portfolio across clients, which aligns manager and client holdings but increases company‑specific and industry risk relative to broader diversification.
Client services
Portfolio management
Expertise
Passive / index investing
Concentrated stock management
Fee options
0.90% annually
Hourly or project basis for financial analysis consultation services
Account minimum: $200,000
Main office location
R.G. Associates, Inc.
1510 Pinnacle Rd
Towson MD 21286-1513, United States
Number of offices
1
Most active in
R.G. Associates, Inc. has reported serving >5 clients in these states in the last 12 months.
Maryland
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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