R. Kent Harris and Associates, Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$62,509,523
Clients
337
Advisors
1
of 1 employees
About
R. Kent Harris and Associates, Ltd. is a state-registered independent advisory firm led by a single licensed adviser that provides asset management and fee-based financial planning to individuals and other clients. The brochure reports roughly $62.5 million in assets under management across about 337 clients and describes services that include portfolio management, written financial plans, and advice on both securities and non-securities matters.
The firm emphasizes a long-term investing approach (generally five years or more) and constructs individualized management plans for each client, frequently implementing those plans through established third‑party managers (for example, SEI, Brinker Capital, AssetMark, and Envestnet). Clients receive written agreements with both the firm and any selected third‑party manager, regular written reporting and periodic reviews, and the firm discloses use of a mix of fundamental and technical analysis along with consideration of suitability and risk tolerance.
Distinctive features disclosed in the brochure include that the firm’s sole adviser also serves as a registered securities representative with a broker‑dealer and as a licensed insurance agent, selling life insurance through multiple carriers and receiving commissions paid to the firm (clients are not required to purchase insurance). The Form ADV was amended in February 2026 to disclose a recent change in broker‑dealer affiliation, and the firm notes it advises a mix of client types that includes charitable organizations—an uncommon combination for a solo independent adviser.
Client services
Expertise
Fee options
Financial planning fees may also be based on flat fees agreed upon per client, ranging from $500 to $3,000 or more.
$50,000 - $1,000,000: 2.50% $1,000,000 - $2,000,000: 2.00% $2,000,000+: 1.50%
Financial planning may be charged on an hourly basis as disclosed and agreed upon, specific rates not detailed.
Account minimum: $25,000 Fee-only: Financial planning fees range from $500 to $3,000 or more depending on complexity, payable upon completion; can be hourly or flat fee basis.
Main office
1777 S. Harrison St., Suite 102
Denver CO 80210
Advisors at this office
1
Most active in
Colorado · Texas
Also doing business as
R. Kent Harris And Associates, Ltd. · Roger Kent Harris
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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