R. L. Rigard & Associates Ltd.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
R. L. Rigard & Associates Ltd. provides investment advisory services to individuals, high‑net‑worth investors, pooled investment vehicles, pension and profit‑sharing plans, and other entities, offering ongoing portfolio management, financial planning, pension consulting, investment‑club administration, and a subscription newsletter. The firm also advises and sponsors a private fund and provides investment advice to pooled vehicles.
The firm follows a fundamental, long‑term investment approach, documenting each client’s goals and risk tolerance in an Investment Policy Statement and offering both discretionary and non‑discretionary management with periodic account reviews. It invests across equities, real‑estate funds and select non‑U.S. securities and may employ margin and options strategies for diversification, while requiring clients to custody assets with a specified broker‑dealer (Interactive Brokers LLC).
Distinctive features compared with many independent peers include its role as a private fund adviser and fund sponsor, management of pooled investment vehicles, and the availability of performance‑based compensation arrangements for qualified clients with high‑water‑mark provisions. The firm also publishes a paid newsletter, runs investment‑club and seminar offerings, and discloses potential conflicts arising from its management role in the private fund and other affiliated business activities, along with procedures for audited financial reporting for pooled vehicles.
Client services
Expertise
Fee options
$5,000 - $100,000: 0.99% $100,001 - $1,000,000: 0.66% $1,000,001+: 0.33%
An annual fee of 2.00% of assets under management plus a 16.00% performance fee on capital appreciation with a high water mark; charged to qualified clients only
Monthly fees for The Rigard Report newsletter packages: $99, $249, and $495; additional options vary from $50 to $195
Account minimum: $2,500 for portfolio management; $1,000,000 for pension consulting; $250,000 minimum investment in Rigard Partnership LP; $100 minimum contribution per month for Investment Club (all minima may be waived at firm's discretion)
Main office
4859 W. Slauson Ave., #160
Los Angeles CA 90056
Advisors at this office
1
Most active in
California
Also doing business as
R. L. Rigard & Associates Ltd. · Rene' & Co. Ltd. · Rigard, Rene' L.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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