R. L. Rigard & Associates Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
R. L. Rigard & Associates Ltd. provides portfolio management, financial planning, pension consulting, and related advisory services to a mix of pooled investment vehicles, pension and profit‑sharing plans, corporations, charitable organizations, and individual clients. The firm also advises investment clubs, manages a private fund, and offers subscription‑based market commentary and investor events.
The firm’s investment process is grounded in fundamental analysis and a long‑term, value‑oriented approach, focusing on company fundamentals such as cash, debt, competitive advantages, and management while also utilizing real‑estate funds, annuities, and, in certain accounts, margin and options strategies. Client objectives are documented in Investment Policy Statements, and the firm may operate with discretionary trading authority, provides regular portfolio monitoring, and delivers quarterly custodian reports.
Noteworthy aspects that distinguish the firm from many peers include its subscription newsletter (The Rigard Report) that delivers stock recommendations, portfolio reviews, and invitations to bi‑annual investor events, alongside the firm’s offering of educational seminars/workshops and ongoing pension consulting for employee benefit plans. The firm also manages a private pooled vehicle (subject to annual audited financial statements under custody rules) and requires clients to use a specified custodian for execution and reporting.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Investment club
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Annuities
Fee options
$5,000 - $100,000: 0.99% $100,001 - $1,000,000: 0.66% $1,000,001+: 0.33%
2.00% annual fee plus 16.00% performance fee on capital appreciation with high water mark for qualified clients
Various subscription packages: $99, $249, or $495 per month
Account minimum: $2,500
Main office location
R. L. Rigard & Associates Ltd.
4859 W. Slauson Ave., #160
Los Angeles CA 90056, United States
Number of offices
1
Most active in
R. L. Rigard & Associates Ltd. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")