R.S. Mattei & Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
R. S. Mattei & Company, Inc. serves individual and business clients, offering personalized consulting through a three‑phase "Game‑Day Pathway" program and operating an advisory referral service. The firm tailors its recommendations during client consultations and may refer clients to third‑party strategists for implementation.
R. S. Mattei does not provide traditional financial planning or discretionary portfolio management for client accounts; instead it conducts an initial asset allocation and refers clients to independent registered investment advisers selected through Orion Portfolio Solutions, who act as the investment managers. Client assets remain with qualified custodians and ongoing trading and account monitoring are handled by those independent managers rather than by the firm.
Noteworthy features compared with peers include an affiliation with a licensed insurance agency, through which the firm’s principal may receive commission compensation for insurance product sales, and a business model that relies on referral fees from Orion rather than charging percentage‑of‑assets advisory fees. The firm reports no regulatory assets under management and emphasizes solicitor/referral relationships and intermittent consulting rather than direct portfolio management.
Client services
Expertise
Main office
Shreveport LA
Advisors at this office
1
Most active in
Louisiana
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")