R
R Squared IV
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
R Squared IV is an independent investment advisory firm founded in 2025 that provides discretionary and non‑discretionary portfolio management to individuals, high‑net‑worth families, trusts, and small institutions. The firm’s brochure reports approximately $0 in assets under management as of its filing, indicating it is in an early operational stage.
The firm emphasizes a quantitative, systematic investment process that creates unique multi‑factor models at the security level and combines trend‑following and mean‑reversion signals within a single modeling framework, with model scores monitored and implemented in real time. Strategies are typically executed using ETFs and index mutual funds and are customized to client objectives, risk tolerances, and periodic reviews.
Distinctive features include the firm’s willingness to use performance‑based fee arrangements alongside asset‑based fees and explicit disclosure of side‑by‑side management and related mitigation practices. The brochure also highlights several operational policies that differ from many peers: the adviser is FINRA‑licensed and holds insurance licenses though the firm currently does not offer insurance products, employees are prohibited from trading for personal accounts, the firm does not vote client proxies, and it recommends a single institutional custodian while not taking custody of client assets.
Client services
Portfolio management
Expertise
Passive / index investing
Active portfolio management
Fee options
0.25% - 1.50% annually (varies by account size, strategy, complexity, and client requirements)
20% - 30% of net profits over a high-water mark, charged quarterly in arrears.
Account minimum: $100,000 (may be waived at discretion) Fee-only: Advisory fees based on assets under management (0.25% - 1.50% annually) and/or performance-based incentive fees.
Main office location
R Squared IV
417 Ryder Rd
Manhasset NY 11030, United States
Number of offices
1
Most active in
R Squared IV has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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