RA Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
RA Advisory LLC provides investment management and comprehensive financial planning to individual clients, including high-net-worth individuals, primarily through discretionary portfolio management. The firm manages approximately $1.18 million in client assets and serves a very small client roster.
RA Advisory tailors portfolios to client objectives using a mix of mutual funds, ETFs, individual equity and debt securities, and limited options for hedging, drawing on fundamental, technical and cyclical analysis. Financial planning is offered either as part of an investment management engagement or as a standalone service, with periodic monitoring and at least quarterly reviews for managed accounts.
What distinguishes the firm from many peers is its willingness to enter performance-based fee arrangements for qualified clients, an uncommon practice among independent advisers, and its disclosed procedures to address the attendant conflicts of interest through allocation policies and oversight. The combination of a concentrated asset base, a very small client roster, and the use of performance-fee structures sets the firm apart from typical independent advisers.
Client services
Expertise
Fee options
$500 to $5,000, negotiable for financial planning services
$0 - $25,000: 1.70% $25,001 - $100,000: 1.50% $100,001 - $250,000: 1.20% $250,001 - $1,000,000: 0.90% $1,000,001+: 0.70%
10% of net gains achieved in client’s account (performance fee) plus 2.00% base fee of assets under management for qualified clients
Main office
New York NY
Advisors at this office
1
Most active in
New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)