A complete list of active advisors currently associated with Rand Group Financial

Warmer can help you find a great advisor at Rand Group Financial or one who fits your needs even better.

Rand Group Financial provides ongoing portfolio management and investment advisory services primarily to high‑net‑worth individuals, preparing individualized Investment Policy Statements and acting as a fiduciary for retirement accounts. Services cover discretionary portfolio management across mutual funds, ETFs, equities, fixed income and real estate funds, with documented risk tolerances and time horizons for each client. The firm applies Modern Portfolio Theory and a long‑term trading approach to align portfolios with clients’ risk/return objectives and will generally seek discretionary authority to implement investment decisions. The brochure notes that clients are required to custody assets at Schwab Institutional and that the firm may receive custodial research and related services; the firm does not use third‑party sub‑advisers. Rand Group Financial manages roughly $80 million across about 42 client accounts, a concentration that is notable for a small advisory practice. The firm’s Form ADV discloses significant regulatory and financial history for the principal — including an Acceptance, Waiver and Consent with FINRA that resulted in forfeiture of a Series 7 and a bar from broker‑dealer registration, prior broker‑dealer terminations, and outstanding judgments/liens (including an IRS lien under dispute) — and it discloses that it does not aggregate trades for multiple client accounts, which may affect execution outcomes.

To learn more about the advisors currently working at Rand Group Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.