Randazzo Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Randazzo Capital Management is a single-advisor independent registered investment adviser that provides discretionary investment management and financial consulting to individuals and small businesses, overseeing roughly $23 million in client assets across about 59 client relationships. The firm emphasizes customized portfolios and ongoing financial planning to align client portfolios with documented goals and changing circumstances.
Investment strategy centers on strategic asset allocation using a core-and-satellite approach, with passively managed index funds and ETFs as the core and selectively added active managers where appropriate. The firm monitors holdings regularly, uses technology for client reporting, and provides written market commentary alongside quarterly comprehensive portfolio reviews.
What distinguishes the firm from many peers is its formal periodic communications: clients receive market updates and a quarterly comprehensive report with commentary and performance attribution, a practice that is uncommon among similarly sized solo independent advisers. The principal also maintains an active insurance producer license in addition to CFP certification and securities registrations, though the advisory brochure discloses the firm does not sell insurance products to advisory clients and limits insurance activities to a small portion of time to mitigate conflicts of interest.
Client services
Expertise
Fee options
Retainer agreements typically charged as fixed fees for set deliverables; project consulting fees generally range from $1,000 to $10,000.
$0 - $250,000: 1.50% $250,001 - $3,000,000: 1.25% $3,000,001 - $10,000,000: 1.00% $10,000,001 - $20,000,000: 0.80% $20,000,001+: 0.60%
Consulting services generally charged at $250 per hour.
Account minimum: $100,000 Fee-only: Annual advice and financial planning services fee of 0.50% of AUM, payable quarterly in advance; retainer fees negotiated, typically fixed fees or $250/hour; project consulting fees range from $1,000 to $10,000; open-ended consulting $250/hour.
Main office
Rancho Mission Viejo CA
Advisors at this office
1
Most active in
California · Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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