Rauch Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Rauch Advisory LLC provides tailored investment advice and ongoing asset management to individual and high‑net‑worth clients, alongside financial planning and retirement‑plan consulting services. The firm operates with three advisors and manages roughly $44.6 million on behalf of about 153 clients.
For discretionary program accounts, Rauch allocates client assets among third‑party manager strategies and model portfolios implemented by a sub‑advisor while monitoring suitability and serving as the primary client contact. Financial planning and retirement consulting are typically delivered on a non‑discretionary basis via written plans or consultations, and the firm takes an educational approach to rollovers in line with Department of Labor guidance.
The firm is noteworthy for sponsoring its own wrap‑fee program — a structure that is uncommon among similar supported firms — and for its affiliation with insurance businesses; several advisory personnel are licensed insurance agents who may offer insurance products and receive commissions, a potential conflict the firm discloses and manages through policies and procedures. Rauch also maintains multiple branch offices and includes advisors with exit‑planning and business‑consulting activities, giving it a broader mix of services than many peers of similar size.
Client services
Expertise
Occupation focus
Fee options
Up to 2.00% annually (wrap fee for Program services)
Insurance commissions received by associated persons for insurance product sales (separate from advisory fees)
Account minimum: $10,000 Fee-only: Fixed fee for financial planning and consulting services up to $5,000 (negotiable)
Main office
See office1407 Stephanie Way, Suite C
Chesapeake VA 23320
Advisors at this office
1
Offices (3)
Most active in
Florida · Maryland · North Carolina · Texas · Virginia
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Joseph H
Series 65
Fayetteville, NC
Rauch Advisory LLC
Joseph Harris is a financial advisor at Rauch Advisory LLC in Fayetteville, NC, holding a Series 65 designation. He joined Rauch Advisory and White Horse Financial, Inc. in 2026 and has prior experience with the John Locke Foundation as well as roles in higher education and instructional companies. Rauch Advisory LLC provides tailored investment advice, asset management, financial planning, and retirement-plan consulting primarily to individual and high-net-worth clients. The firm manages approximately $44.6 million across about 153 clients and offers a range of services including discretionary asset allocation and educational rollover support.
Eduardo D
Series 65
Tampa, FL
Rauch Advisory LLC
Eduardo De La Rosa is a financial advisor at Rauch Advisory LLC in Tampa, FL, with one year of industry experience. He holds a Series 65 designation and has been involved with BACASO Consulting LLC DBA Solid Ground Financial since 2013, where he provides insurance services, business consulting as a Certified Exit Planning Advisor, and Social Security timing advice. Outside of his advisory role, he also engages in strategic partnership consulting and online marketing activities. Rauch Advisory serves individual and high-net-worth clients, managing approximately 139 client relationships. The firm offers discretionary portfolio management through its Rauch Advisory Wrap Fee Program, as well as non-discretionary financial planning and retirement plan consulting, utilizing third-party model strategies implemented via a sub-advisory platform.
Stephen B
Series 65
Chesapeake, VA
Rauch Advisory LLC
Stephen Burton is a financial advisor at Rauch Advisory LLC in Chesapeake, VA, holding a Series 65 designation with 10 years of industry experience. He has been with Rauch Advisory since 2015 and is also involved in multiple business ventures, including ownership of a marketing firm that assists business owners with growth and exit strategies. Rauch Advisory serves individual and high-net-worth clients, managing approximately 139 client relationships through its wrap fee program that utilizes third-party model strategies and ETFs. The firm provides discretionary asset management alongside non-discretionary financial planning and retirement consulting services, and it offers business-owner consulting and exit-planning services.
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