Denver, CO S Ulster Street Office

Team
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Raymond James & Associates

Institution

Firm-wide stats for Raymond James & Associates

Total advisors

5,814

Across 937 offices

Clients per advisor

88 Typical

Avg AUM per client

$788,879 Very High

HNW client ratio

19% Typical

About

Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.

Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.

Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.

Based on Raymond James & Associates

Expertise

General retirement planning Retirement income strategy Business succession planning

Based on Raymond James & Associates

Occupation focus

Founder/Business Owner Executive

Based on Raymond James & Associates

Location

4643 S Ulster Street, Suite 350

Denver CO 80237

Advisors at this office

33

Advisors at this office

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Steven R

Series 63, Series 65

Denver, CO

Raymond James & Associates

Steven Ringquist is a financial advisor with Raymond James & Associates in Denver, CO, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with Raymond James & Associates since 2012. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional investors, charitable organizations, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Pamela C

Series 63, Series 66

Denver, CO

Raymond James & Associates

Pamela Cook is a financial advisor with Raymond James & Associates in Denver, CO, holding Series 63 and Series 66 registrations and bringing 25 years of industry experience. She has worked at Kestra Investment Services and Kestra Advisory from 2019 to 2023 and at RBC Capital Markets from 2015 to 2019. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, pension plans, and municipal entities, offering financial planning, non-discretionary investment consulting, and municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Matthew K

Series 66

Denver, CO

Raymond James & Associates

Matthew Koth is a financial advisor at Raymond James & Associates with 16 years of industry experience. He holds the Series 66 designation and previously worked at Bank of America, N.A., and Merrill. Outside of his advisory role, he is involved with the Westminster Soccer Club. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Philip M

Series 63, Series 66

Denver, CO

Raymond James & Associates

Philip Martin is a financial advisor with Raymond James & Associates in Denver, CO, holding Series 63 and Series 66 licenses and bringing 30 years of industry experience. He worked at Charles Schwab for 24 years prior to joining Raymond James in 2019. Martin also serves as a FINRA arbitrator. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary solutions through a variety of portfolio management strategies and affiliated resources.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Christopher B

Series 66

Denver, CO

Raymond James & Associates

Christopher Bryant is a financial advisor at Raymond James & Associates based in Denver, CO, holding a Series 66 designation with 17 years of industry experience. He previously worked at RBC Capital Markets for 11 years before joining Raymond James in 2023. Outside of his advisory role, Bryant serves as an assistant coach and treasurer for Colorado Crush Fastpitch Inc., a nonprofit softball organization. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

James W

Series 63, Series 65

Denver, CO

Raymond James & Associates

James Wildman is a financial advisor with Raymond James & Associates in Denver, CO, holding Series 63 and Series 65 credentials and 28 years of industry experience. He has worked with Raymond James & Associates since 2018 and previously held positions at Wells Fargo Clearing and Wells Fargo Advisors LLC. Outside of his advisory role, he is co-signer on a residence used to house his son and three others. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base including individuals, institutions, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary services, utilizing a range of portfolio management styles supported by extensive research and model manager options.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Benjamin B

Series 66

Denver, CO

Raymond James & Associates

Benjamin Burrows is a financial advisor with Raymond James & Associates in Denver, Colorado, holding a Series 66 designation and seven years of industry experience. Prior to joining Raymond James in 2019, he worked at S&P Global for five years. He serves as a board member and finance/investment committee member of the Cherry Creek Schools Foundation, a nonprofit organization. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves individuals, institutions, pension and profit-sharing plans, charitable organizations, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Keith B

Series 63, Series 66

Denver, CO

Raymond James & Associates

Keith Bryant is a financial advisor at Raymond James & Associates with 38 years of industry experience. He previously worked for RBC Capital Markets Corporation for 15 years before joining Raymond James in 2023. Bryant holds Series 63 and Series 66 licenses and serves as Treasurer for the National German Shorthaired Pointer Association, a nonprofit organization. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and specialized municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Austin R

CFP®, Series 66

Denver, CO

Raymond James & Associates

Austin Ringquist is a CFP® professional with four years of industry experience, currently serving at Raymond James & Associates in Denver, CO. His prior work includes roles at the University of Arizona and Tucson Ford Dealer Aquatics. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, investment consulting, and specialized municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Stephen S

Series 63, Series 65

Denver, CO

Raymond James & Associates

Stephen Stillwell is a financial advisor with Raymond James & Associates in Denver, CO, holding Series 63 and Series 65 licenses and possessing 34 years of industry experience. He has been with Raymond James & Associates since 2011. Outside of his advisory role, he is the owner of Stillwell Gallery LLC, a business unrelated to investments. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a broad client base including individuals, institutions, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, supported by extensive research and a variety of portfolio management styles.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Lisa J

Denver, CO

Raymond James & Associates

Lisa James is a financial advisor with Raymond James & Associates in Denver, Colorado, holding 28 years of industry experience and 20 years with the firm. Outside of her advisory role, she acts as an independent contractor hosting Touchstone Crystal Jewelry parties. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a broad client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Bradley T

Series 66

Denver, CO

Raymond James & Associates

Bradley Trujillo is a financial advisor at Raymond James & Associates with 16 years of industry experience. He holds the Series 66 designation and has been with Raymond James since 2012. Raymond James & Associates is a large, dually registered broker‑dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including high-net-worth individuals, institutions, and charitable organizations, and offers financial planning and consulting through a variety of tailored investment and advisory programs.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Carissa H

Series 66

Denver, CO

Raymond James & Associates

Carissa Henderson is a financial advisor with Raymond James & Associates, holding a Series 66 designation and nine years of industry experience. She previously worked at City National Bank and RBC Capital Markets, LLC. Outside of finance, she has been involved with Pilates Denver for several years. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a broad client base, including individuals, institutional investors, and charitable organizations. The firm offers financial planning and non-discretionary investment consulting through various specialized programs and draws on multiple portfolio management styles supported by extensive research and affiliated sub-advisers.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Aaron S

Series 66

Denver, CO

Raymond James & Associates

Aaron Schmiedel is a financial advisor with Raymond James & Associates in Denver, CO, holding a Series 66 designation and 14 years of industry experience. He previously worked with Wells Fargo Clearing, Wells Fargo Bank, N.A., and WELLS FARGO Advisors, LLC from 2016 to 2023. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients, including individuals, institutions, pension plans, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Katherine M

Series 66

Denver, CO

Raymond James & Associates

Katherine Motzkus is a financial advisor with Raymond James & Associates in Denver, CO, holding a Series 66 license and 17 years of industry experience. Her prior roles include positions at Kestra Financial Services and Ameriprise Financial Services. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning and non-discretionary investment consulting supported by proprietary research and a variety of portfolio management styles.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
View complete list of advisors at this office
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