Flagstaff, AZ Office
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Raymond James & Associates
Institution
Firm-wide stats for Raymond James & Associates
About
Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.
Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.
Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.
Based on Raymond James & Associates
Expertise
Based on Raymond James & Associates
Location
Flagstaff AZ
Advisors at this office
4
Advisors at this office
Brian F
Series 63, Series 65
Flagstaff, AZ
Raymond James & Associates
Brian Flader is a financial advisor at Raymond James & Associates with 30 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at RBC Capital Markets and City National Bank. Outside of his advisory role, he serves on the board of directors for the Arcadia Camelback Mountain Neighborhood Association in Phoenix. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, pension plans, and charitable organizations, offering financial planning and investment consulting through non-discretionary services supported by extensive research and multiple portfolio management styles.
Gary W
Series 63, Series 65
Flagstaff, AZ
Raymond James & Associates
Gary Weiss is a financial advisor at Raymond James & Associates with 33 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Raymond James since 2009. Outside of his advisory role, he performs as a guitarist and singer at a local eatery and serves as a board member and finance/investment committee member for the Valley of The Sun Jewish Community Center. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves individuals, institutions, pension plans, charitable organizations, and municipal entities, offering financial planning and non-discretionary investment consulting supported by a broad range of portfolio management styles and affiliated research.
Andrew R
Series 63, Series 65
Flagstaff, AZ
Raymond James & Associates
Andrew Richardson is a financial advisor with Raymond James & Associates in Flagstaff, AZ, holding Series 63 and Series 65 credentials and possessing 13 years of industry experience. His prior roles include a decade at The Vanguard Group and time at TUV Rheinland. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutions, and municipal entities. The firm offers financial planning and consulting services through its Wealth Advisory Services Program and Institutional Fiduciary Solutions division, utilizing a range of portfolio management styles supported by firm research and affiliated sub-advisers.
Michael F
Series 63, Series 65
Flagstaff, AZ
Raymond James & Associates
Michael Flader is a financial advisor at Raymond James & Associates with 28 years of industry experience. He previously worked at RBC Capital Markets for 16 years and City National Bank for four years. Outside of his advisory role, he co-owns Harlupiter, LLC, an entity created to manage the rental of his former primary residence. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individual, institutional, and municipal clients. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary services, utilizing a range of portfolio management styles supported by firm research and affiliated sub-advisers.
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