Jackson, TN Union University Dr Office

Team
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Raymond James & Associates

Institution

Firm-wide stats for Raymond James & Associates

Total advisors

5,806

Across 938 offices

Clients per advisor

88 Typical

Avg AUM per client

$788,879 Very High

HNW client ratio

19% Typical

About

Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.

Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.

Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.

Based on Raymond James & Associates

Expertise

General retirement planning Retirement income strategy Business succession planning

Based on Raymond James & Associates

Occupation focus

Founder/Business Owner Executive

Based on Raymond James & Associates

Location

1381 Union University Dr

Jackson TN 38305

Advisors at this office

13

Advisors at this office

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Rebecca G

Series 63

Jackson, TN

Raymond James & Associates

Rebecca Gordon is a financial advisor with Raymond James & Associates, holding a Series 63 designation and bringing 29 years of industry experience. She previously worked at Morgan Stanley for nine years before joining Raymond James in 2022. Outside of her advisory role, she is involved in managing farm land and serves on a finance committee related to a class reunion organization. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser that manages approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and public entities, providing financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Wendy J

Series 66

Jackson, TN

Raymond James & Associates

Wendy Johnson is a financial advisor at Raymond James & Associates with nine years of industry experience. She holds a Series 66 designation and previously worked at Morgan Stanley for 11 years before joining Raymond James in 2026. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Jonathan C

Series 63, Series 65

Jackson, TN

Raymond James & Associates

Jonathan Campbell is a financial advisor with Raymond James & Associates in Jackson, Tennessee, holding Series 63 and Series 65 credentials and possessing 33 years of industry experience. He has been with Raymond James & Associates since 2013. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse clientele including individuals, institutions, pension and profit-sharing plans, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Michelle P

CFP®, Series 63, Series 65

Jackson, TN

Raymond James & Associates

Michelle Prince is a CFP® professional with 31 years of industry experience, currently serving as an advisor at Raymond James & Associates since 2013. She holds Series 63 and Series 65 registrations. Outside of her advisory role, she serves on the board of the Lifeline Blood Center in Jackson, Tennessee, where she is involved in finance and investment committees. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, offering financial planning and non-discretionary investment consulting supported by broad research and multiple portfolio management strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Sassene D

Series 63, Series 66

Jackson, TN

Raymond James & Associates

Sassene Dyer is a financial advisor with Raymond James & Associates, holding Series 63 and Series 66 licenses and bringing 36 years of industry experience. He has been with Raymond James & Associates since 2013. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Alissa M

Series 66

Jackson, TN

Raymond James & Associates

Alissa Maness is a financial advisor with Raymond James & Associates, holding a Series 66 credential and bringing 26 years of industry experience. She previously worked at Morgan Stanley in various roles from 2013 to 2022. Outside of her advisory work, she co-owns Arrow Athletics with her husband and is the author of a devotional book published in 2019. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base, including individuals, institutions, and municipalities. The firm offers tailored financial planning and non-discretionary investment consulting backed by extensive research and a range of portfolio management strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Patrick H

Series 66

Jackson, TN

Raymond James & Associates

Patrick Hewitt is a financial advisor with Raymond James & Associates in Jackson, TN, holding a Series 66 designation and 16 years of industry experience. He has been with Raymond James & Associates since 2013. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and charitable organizations, and offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Abbie G

Series 66

Jackson, TN

Raymond James & Associates

Abbie Gristy is a financial advisor with Raymond James & Associates in Jackson, Tennessee, holding a Series 66 designation and one year of industry experience. Prior to joining Raymond James, she worked with Bramblett Group Marketing and Hometowne Capital Management. Outside of her advisory role, she is involved in marketing activities for Hometowne Capital Management and the Midsouth Development District. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving individuals, institutions, and municipal entities. The firm offers financial planning and investment consulting services, using a range of portfolio management styles supported by firm research and model managers.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Lisa T

Series 63, Series 65

Jackson, TN

Raymond James & Associates

Lisa Thornton is a financial advisor at Raymond James & Associates with 25 years of industry experience. She holds Series 63 and Series 65 registrations and has been with Raymond James since 2013. Outside of her advisory work, she operates a pottery business where she creates and sells her artwork online. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving individual, institutional, and municipal clients. The firm offers financial planning and consulting through non-discretionary services and supports a range of portfolio management styles, including municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Harriett H

Series 63, Series 66

Jackson, TN

Raymond James & Associates

Harriett Henning is a financial advisor with Raymond James & Associates in Jackson, Tennessee, holding Series 63 and Series 66 credentials and bringing 26 years of industry experience. She has been with Raymond James since 2013. Outside of her advisory role, Henning serves as a committee member reviewing the City of Jackson’s budget and participates on advisory boards focused on financial education and community banking. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving a diverse client base, including individuals, institutions, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, utilizing various portfolio management styles supported by extensive research and advisory resources.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

John A

Series 66

Jackson, TN

Raymond James & Associates

John Anderson is a financial advisor with Raymond James & Associates, holding a Series 66 designation and 19 years of industry experience. He has been with Raymond James & Associates since 2013. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutional clients, and municipal entities, offering financial planning, investment consulting, and municipal advisory services through a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Carol K

Series 63, Series 65

Jackson, TN

Raymond James & Associates

Carol Keathley is a financial advisor with Raymond James & Associates in Jackson, Tennessee. She holds Series 63 and Series 65 credentials and has 41 years of industry experience. Prior to joining Raymond James in 2013, she worked at Morgan Keegan & Company, LLC for nine years. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base, including individuals, institutions, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and municipal advisory services, supported by extensive research capabilities and a variety of portfolio management strategies.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Kathryn H

Series 66

Jackson, TN

Raymond James & Associates

Kathryn Hinson is a financial advisor with Raymond James & Associates holding a Series 66 designation and one year of industry experience. She has been with Raymond James since 2024 and is also a silent partner in York Laine Boutique, a business she has been involved with since 2017. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning and investment consulting with a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
View complete list of advisors at this office
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