Memphis, TN Ridgeway Loop Road Office

Team
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Raymond James & Associates

Institution

Firm-wide stats for Raymond James & Associates

Total advisors

5,814

Across 938 offices

Clients per advisor

88 Typical

Avg AUM per client

$788,879 Very High

HNW client ratio

19% Typical

About

Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.

Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.

Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.

Based on Raymond James & Associates

Expertise

General retirement planning Retirement income strategy Business succession planning

Based on Raymond James & Associates

Occupation focus

Founder/Business Owner Executive

Based on Raymond James & Associates

Location

1100 Ridgeway Loop Road

Memphis TN 38120

Advisors at this office

130

Advisors at this office

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Ricky H

Series 66

Memphis, TN

Raymond James & Associates

Ricky Hunt is a financial advisor with Raymond James & Associates in Memphis, TN, holding a Series 66 designation and 16 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he is a partner and 12.5% owner of a hunting club in Mississippi. Raymond James & Associates is a large, dually registered broker‑dealer and SEC‑registered investment adviser serving a wide range of clients, including individuals, institutions, and municipal entities. The firm offers financial planning and non‑discretionary investment consulting with a variety of portfolio management styles and is notable for its municipal advisory services and extensive affiliated ecosystem.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Mark N

Series 66

Memphis, TN

Raymond James & Associates

Mark Norris Jr. is a Series 66-licensed financial advisor with Raymond James & Associates in Memphis, TN, where he has worked since 2013. He has 19 years of industry experience. Outside of his advisory role, he is involved in managing several agricultural and small business ventures, including farming operations and a closely held gear company. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser serving individuals, institutions, pension plans, charitable organizations, and municipal entities. The firm offers diversified financial planning and investment consulting through non-discretionary advisory programs and institutional solutions, supported by a broad range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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William W

Series 63

Memphis, TN

Raymond James & Associates

William Wolbrecht IV is a financial advisor with Raymond James & Associates in Memphis, TN, holding a Series 63 designation and 40 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he serves on the board of the Germantown Athletic Club and manages an agricultural business, Wolbrecht Limited Partnership. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base including individuals, institutions, and municipal entities. The firm provides financial planning and non-discretionary investment consulting supported by a nationwide adviser network and offers specialized services such as municipal advisory and SIMPLE IRA consulting.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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John P

Series 66

Memphis, TN

Raymond James & Associates

John Pettey III is a Series 66-credentialed financial advisor with Raymond James & Associates in Memphis, TN, where he has worked for 13 years. He has 26 years of industry experience. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Andrew H

Series 66

Memphis, TN

Raymond James & Associates

Andrew Haley is a financial advisor at Raymond James & Associates in Memphis, TN, holding a Series 66 designation with 15 years of industry experience. He has been with Raymond James & Associates since 2012. Outside of his advisory role, he owns and manages residential investment properties. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutions, charitable organizations, and government entities. The firm offers financial planning and non-discretionary investment consulting, utilizing a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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John T

Series 63, Series 65

Memphis, TN

Raymond James & Associates

John Threlkeld is a financial advisor with Raymond James & Associates in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has been with Raymond James & Associates since 2005. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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John A

Series 66

Memphis, TN

Raymond James & Associates

John Alexander is a Series 66 credentialed financial advisor with Raymond James & Associates, based in Memphis, TN. He has 24 years of industry experience and has been with Raymond James & Associates since 2013. Outside of his advisory role, he serves as an officer and treasurer of a family holding company created for estate planning and acts as co-trustee of a family trust involving life insurance funding. Raymond James & Associates, Inc. is a large broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipalities, offering financial planning, non-discretionary investment consulting, and institutional advisory services supported by a broad range of portfolio management styles and firm research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Lynn S

Series 63, Series 65

Memphis, TN

Raymond James & Associates

Lynn Shaw is a financial advisor with Raymond James & Associates in Memphis, TN, holding Series 63 and Series 65 credentials and bringing 48 years of industry experience. She has been with Raymond James & Associates since 2013. Outside of her advisory role, Shaw is involved in agricultural and business activities, including ownership and partnership interests in farming operations and a general merchandise business inherited from her family. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a diverse client base, including individuals, institutions, and charitable organizations. The firm provides tailored financial planning and consulting services, utilizing a range of portfolio management styles and supporting offerings such as municipal advisory services and employer-sponsored retirement plan consulting.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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John R

Series 66

Memphis, TN

Raymond James & Associates

John Raulston is a financial advisor with Raymond James & Associates, holding a Series 66 designation and bringing 20 years of industry experience. He has been with Raymond James & Associates since 2013. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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George Ryan C

Series 63, Series 66

Memphis, TN

Raymond James & Associates

George Ryan Connor is a financial advisor at Raymond James & Associates with 11 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Kimery Wealth Management, LLC, and FTN Financial in both Securities Corp and Capital Markets divisions. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves individuals, institutional clients, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, with a range of portfolio management styles and municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Donald M

Series 63, Series 65

Memphis, TN

Raymond James & Associates

Donald Malmo III is a financial advisor with Raymond James & Associates in Memphis, TN, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. He previously worked at Duncan Williams, Inc. for eight years before joining Raymond James in 2021. Malmo serves as a board member of the Memphis Country Club, is involved with the finance and investment committee at St. Johns Episcopal Church, and participates in the Thorn Society Executive Committee at Memphis University School. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves individuals, institutions, and municipal entities, offering financial planning and consulting with a range of portfolio management styles supported by in-house research and affiliated sub-advisers.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Kimberly J

Series 63

Memphis, TN

Raymond James & Associates

Kimberly Johnson is a financial advisor with Raymond James & Associates, holding a Series 63 credential and 35 years of industry experience. She has been with Raymond James since 2013 and also works part-time as a personal assistant at Allen Morgan & Doug Edwards. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning and non-discretionary investment consulting supported by a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Regina G

Series 63

Memphis, TN

Raymond James & Associates

Regina Grace is a financial advisor with Raymond James & Associates in Memphis, TN, holding a Series 63 designation and bringing 30 years of industry experience. She has been with Raymond James & Associates since 2012. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individual, institutional, and municipal clients, offering a range of financial planning and advisory services with an emphasis on tailored, non-discretionary investment consulting.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Christopher Y

Series 63, Series 66

Memphis, TN

Raymond James & Associates

Christopher Yarbrough is a financial advisor with Raymond James & Associates in Memphis, TN, holding Series 63 and Series 66 designations and possessing 21 years of industry experience. He has been with Raymond James & Associates since 2012. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional and pension plans, and charitable organizations, offering financial planning and consulting services primarily on a non-discretionary basis with access to a broad range of investment strategies and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Justin K

Series 66

Memphis, TN

Raymond James & Associates

Justin Kreis is a financial advisor with Raymond James & Associates in Memphis, TN. He holds a Series 66 designation and has 18 years of industry experience, including 13 years with Raymond James. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including high-net-worth individuals, institutions, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
View complete list of advisors at this office
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