Monroe, LA Office
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Raymond James & Associates
Institution
Firm-wide stats for Raymond James & Associates
About
Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.
Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.
Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.
Based on Raymond James & Associates
Expertise
Based on Raymond James & Associates
Location
1900 North 18th Street, 7th Floor
Monroe LA 71201
Advisors at this office
3
Advisors at this office
Derek D
Series 63, Series 65
Monroe, LA
Raymond James & Associates
Derek Daniels is a financial advisor with Raymond James & Associates in Monroe, LA, holding Series 63 and Series 65 designations and bringing 35 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, he holds a fractional ownership interest in a fraternity house at the University of Louisiana-Monroe. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipalities, offering financial planning, non-discretionary investment consulting, and municipal advisory services.
Jason T
Series 63, Series 66
Monroe, LA
Raymond James & Associates
Jason Tiser is a financial advisor at Raymond James & Associates with 22 years of industry experience. He holds Series 63 and Series 66 credentials and has been with Raymond James since 2015. He serves as a finance committee member for St Frederick High School, providing financial recommendations related to budgeting, spending, and investments. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering tailored financial planning and consulting through a range of portfolio management styles and affiliated research.
William C
Series 66
Monroe, LA
Raymond James & Associates
William Clausen is a financial advisor at Raymond James & Associates with three years of industry experience. He holds a Series 66 designation and has prior experience at Manaseeh, Gill, Knipe, and Belanger, as well as roles connected to Southern University Law Center and the 19th Judicial District Court in East Baton Rouge. Raymond James & Associates is a large firm serving individuals, institutions, pension plans, and municipal entities. The firm offers financial planning and investment consulting with a variety of portfolio management styles and provides municipal advisory services and institutional consulting.
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