New York, NY Park Avenue Office

Team
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Raymond James & Associates

Institution

Firm-wide stats for Raymond James & Associates

Total advisors

5,806

Across 936 offices

Clients per advisor

88 Typical

Avg AUM per client

$788,879 Very High

HNW client ratio

19% Typical

About

Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.

Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.

Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.

Based on Raymond James & Associates

Expertise

General retirement planning Retirement income strategy Business succession planning

Based on Raymond James & Associates

Occupation focus

Founder/Business Owner Executive

Based on Raymond James & Associates

Location

320 Park Avenue, Floor 12

New York NY 10022

Advisors at this office

112

Advisors at this office

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Michael T

Series 63, Series 66

New York, NY

Raymond James & Associates

Michael Takvorian is a financial advisor with Raymond James & Associates in New York, NY, holding Series 63 and Series 66 licenses and bringing 17 years of industry experience. He has been with Raymond James & Associates since 2016. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional clients, pension plans, and charitable organizations, offering financial planning and consulting services with a range of portfolio management styles and affiliated research resources.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Michael L

CFP®, Series 63, Series 65

New York, NY

Raymond James & Associates

Michael Lubin is a CFP® with 28 years of industry experience and currently serves as a financial advisor at Raymond James & Associates. He has worked at Raymond James since 2018, following prior roles at Wells Fargo Clearing and Wells Fargo Advisors LLC. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including high-net-worth individuals, institutions, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Charles R

Series 63

New York, NY

Raymond James & Associates

Charles Rudnick is a financial advisor with Raymond James & Associates in New York, NY, holding a Series 63 designation and bringing 39 years of industry experience. He has been with Raymond James & Associates since 2016. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves individuals, including high-net-worth clients, institutional and pension plans, charitable organizations, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Ryan A

Series 66

New York, NY

Raymond James & Associates

Ryan Arredondo is a financial advisor at Raymond James & Associates with 14 years of industry experience. He holds the Series 66 designation and previously worked at Stifel for five years before joining Raymond James in 2020. Based in New York, NY, he provides advisory services through a firm that manages approximately $501 billion in assets. Raymond James & Associates serves a diverse client base, including individuals, institutional and pension plans, and charitable organizations. The firm offers financial planning and non-discretionary investment consulting, utilizing a range of portfolio management styles supported by proprietary research and model manager options.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Joseph V

Series 66

New York, NY

Raymond James & Associates

Joseph Vinci is a financial advisor with Raymond James & Associates in New York, NY, holding a Series 66 designation and 23 years of industry experience. He has been with Raymond James & Associates since 2016. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, pension plans, and charitable organizations, offering financial planning, investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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George P

Series 63, Series 65, Series 66

New York, NY

Raymond James & Associates

George Pettey is a financial advisor with Raymond James & Associates in New York, NY, holding Series 63, 65, and 66 licenses. He has five years of industry experience with prior roles at Millennium Management, ExodusPoint Capital Management, Graham Capital Management, and as a self-employed advisor. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and charitable organizations, offering financial planning and non-discretionary investment consulting through various advisory programs.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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David B

Series 63, Series 66

New York, NY

Raymond James & Associates

David Bruhowzki is a financial advisor with Raymond James & Associates in New York, NY, holding Series 63 and Series 66 credentials and bringing 20 years of industry experience. He has been with Raymond James since 2016. Outside of his advisory role, he serves as president of Career Day USA Inc., a nonprofit organization in the process of obtaining 501(c)(3) status. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a wide range of clients—including individuals, institutions, and public entities—and offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Justin R

Series 66

New York, NY

Raymond James & Associates

Justin Rosato III is a financial advisor with Raymond James & Associates based in New York, NY. He holds a Series 66 designation and has 21 years of industry experience. Outside of his advisory role, he is involved with Donovans Reef Bar and Restaurant. Raymond James & Associates is a large, dually registered broker-dealer and investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipalities, offering financial planning, advisory, and consulting services with a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Tara C

Series 63

New York, NY

Raymond James & Associates

Tara Chenoweth is a financial advisor at Raymond James & Associates with 30 years of industry experience. She has been with Raymond James since 2017. Outside of her advisory role, she is a partner in a custom home business. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutions, and nonprofit entities. The firm provides financial planning, non-discretionary consulting, municipal advisory services, and draws on a variety of portfolio management styles supported by extensive research and affiliated resources.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Victor G

Series 63, Series 65

New York, NY

Raymond James & Associates

Victor Gill is a financial advisor with Raymond James & Associates in New York, NY, holding Series 63 and Series 65 designations and 18 years of industry experience. He previously worked at Pelion Securities Corp for 12 years before joining Raymond James in 2021. He is also listed as the owner of Avanza Capital Markets, Inc., a corporation with no active operations. Raymond James & Associates is a dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional investors, and municipal entities, offering financial planning, non-discretionary investment consulting, and specialized municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Steven R

Series 63, Series 65

New York, NY

Raymond James & Associates

Steven Rozencwaig is a financial advisor at Raymond James & Associates with 35 years of industry experience. He previously worked at UBS Financial Services Inc. for 10 years before joining Raymond James in 2023. Rozencwaig holds Series 63 and Series 65 licenses. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutional and pension plans, charitable organizations, and municipal entities, offering financial planning and non-discretionary investment consulting supported by various portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Yaakov R

Series 66

New York, NY

Raymond James & Associates

Yaakov Ringler is a financial advisor with Raymond James & Associates in New York, NY, holding the Series 66 designation and bringing 23 years of industry experience. His prior roles include positions at Citigroup, Litvak Wealth, and Morgan Stanley. He is also owner of a small online clothing business started by his daughter. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving a wide range of clients including individuals, institutions, and municipal entities. The firm offers financial planning, investment consulting, and municipal advisory services, leveraging a variety of portfolio management styles supported by affiliated research and model managers.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Jason F

CFA®, Series 63

New York, NY

Raymond James & Associates

Jason Franzblau is a CFA® charterholder and holds a Series 63 license, with 13 years of industry experience. He has been with Raymond James & Associates Inc. since 2014, working in their New York, NY office. Raymond James & Associates, Inc. is a large, dually registered broker-dealer and SEC-registered investment adviser overseeing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and charitable organizations, offering non-discretionary financial planning and consulting supported by a wide range of investment strategies and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Edward C

Series 63, Series 65

New York, NY

Raymond James & Associates

Edward Collins is a financial advisor at Raymond James & Associates with 38 years of industry experience. He holds Series 63 and Series 65 designations. His prior experience includes roles at Morgan Stanley Private Bank, Morgan Stanley Smith Barney LLC, and Wells Fargo Advisors. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including high-net-worth individuals, institutions, and municipal entities, offering financial planning, investment consulting, and institutional fiduciary services with a variety of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Bruce D

Series 63, Series 65

New York, NY

Raymond James & Associates

Bruce Davis is a financial advisor with Raymond James & Associates in New York, NY, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been with Raymond James & Associates since 2016. Raymond James & Associates is a large broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a broad client base including individuals, institutional clients, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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