Tuscaloosa, AL Office

Team
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Raymond James & Associates

Institution

Firm-wide stats for Raymond James & Associates

Total advisors

5,806

Across 938 offices

Clients per advisor

88 Typical

Avg AUM per client

$788,879 Very High

HNW client ratio

19% Typical

About

Raymond James & Associates, Inc. is a large, dually registered broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets and supported by a nationwide adviser force. The firm serves a broad client base—individuals (including HNW clients), institutional and pension/profit‑sharing plans, charitable organizations, and state and municipal entities—and offers financial planning, non‑discretionary investment consulting through its Wealth Advisory Services Program, sponsorship of wrap fee advisory programs, and institutional consulting via its Institutional Fiduciary Solutions division.

Advisors at the firm deliver tailored plans based on fact‑finding interviews, risk profiling, and software‑driven analyses (including deterministic and probability modeling), but planning and consulting relationships are generally non‑discretionary with implementation decisions left to the client. RJA and its advisers draw on a range of portfolio management styles and affiliated research and sub‑advisers (equity, fixed income, and alternative strategies), and they supplement advice with firm research and model manager options described in the Brochure.

Noteworthy for a firm of its size, RJA provides municipal advisory services and is affiliated with a municipal advisor while also acting in market‑making and execution roles in municipal and government bonds—an arrangement that is less common among peers. The Brochure also highlights the firm’s SIMPLE IRA Employer Advisory & Consulting Services Program (SIACS), which targets small employers with plan‑level oversight and customizable menus (including American Funds and a QDIA option), and describes the extensive affiliate ecosystem (banks, trust companies, insurance agencies, and in‑house asset managers) and related conflicts that the firm manages through disclosures and supervisory policies.

Based on Raymond James & Associates

Expertise

General retirement planning Retirement income strategy Business succession planning

Based on Raymond James & Associates

Occupation focus

Founder/Business Owner Executive

Based on Raymond James & Associates

Location

200 Marina Drive

Tuscaloosa AL 35406

Advisors at this office

13

Advisors at this office

user avatar

Thomas D

Series 63, Series 65

Tuscaloosa, AL

Raymond James & Associates

Thomas Dedrick is a financial advisor with Raymond James & Associates in Tuscaloosa, AL, holding Series 63 and Series 65 registrations and totaling 42 years of industry experience. He is also a partner at W.D. Logistics, where he oversees administrative operations. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning and advisory services through a range of portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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William B

Series 66

Tuscaloosa, AL

Raymond James & Associates

William Beck is a financial advisor at Raymond James & Associates with one year of industry experience. He holds a Series 66 designation and has worked in various roles, including positions at Farley Enterprises, Tall Pines Logistics, KTB Global, the University of Alabama, and American Christian Academy. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser that manages approximately $501 billion in assets. The firm serves a diverse client base—including individuals, institutions, pension plans, and charitable organizations—and offers financial planning, non-discretionary investment consulting, and institutional advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Barbara B

Series 63, Series 66

Tuscaloosa, AL

Raymond James & Associates

Barbara Beck is a financial advisor with Raymond James & Associates in Tuscaloosa, AL, holding Series 63 and Series 66 designations and having 27 years of industry experience. Her career includes roles at Morgan Stanley Private Bank, BBVA Securities, and Compass Bank. Raymond James & Associates is a large, dually registered broker-dealer and investment adviser that manages approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Michael F

Series 66

Tuscaloosa, AL

Raymond James & Associates

Michael Filosa is a financial advisor at Raymond James & Associates with a Series 66 designation and one year of industry experience. Prior to joining Raymond James, he worked for Saint-Gobain for ten years. Raymond James & Associates is a large dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension plans, and municipal entities, offering financial planning, investment consulting, and municipal advisory services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Steven K

Series 66

Tuscaloosa, AL

Raymond James & Associates

Steven Kellough is a financial advisor with Raymond James & Associates in Tuscaloosa, AL, holding a Series 66 designation and 22 years of industry experience. He has been with Raymond James & Associates since 2013. Outside of his advisory role, Kellough serves as president and advisory board officer for The Bourbon Club of Tuscaloosa, a nonprofit focused on charity and compliance with alcohol guidelines. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and pension plans, offering a range of financial planning and consulting services supported by multiple portfolio management styles and affiliated research.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Devin H

Series 66

Tuscaloosa, AL

Raymond James & Associates

Devin Haun is a financial advisor at Raymond James & Associates in Tuscaloosa, AL, holding a Series 66 credential with approximately one year of industry experience. His prior work includes roles at Velocity Restorations, LLC and New Orleans Bomb Factory, LLC. He serves as treasurer for the Hale County Band Boosters, a nonprofit organization. Raymond James & Associates is a large broker‑dealer and SEC‑registered investment adviser overseeing roughly $501 billion in assets, serving individuals, institutions, and municipal entities. The firm provides financial planning and consulting with a variety of portfolio management styles, including municipal advisory services and employer consulting programs.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Terrance D

Series 66

Tuscaloosa, AL

Raymond James & Associates

Terrance Dedrick is a financial advisor with Raymond James & Associates, holding a Series 66 designation and 10 years of industry experience. He is a partner at W.D. Logistics and owner of D Lux Enterprises, and serves as president of the West Alabama Auburn Club. Additionally, he contributes to community development as a member of the advisory board for Elevate in Tuscaloosa. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser serving individuals, institutions, pension plans, and municipal entities. The firm offers financial planning, non-discretionary investment consulting, and institutional fiduciary solutions, utilizing a range of portfolio management styles supported by firm research and affiliated sub-advisers.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Heather M

Series 63, Series 66

Tuscaloosa, AL

Raymond James & Associates

Heather Mills is a financial advisor with Raymond James & Associates in Tuscaloosa, AL, holding Series 63 and Series 66 licenses and 22 years of industry experience. She has been with Raymond James & Associates since 2013. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, and offers financial planning, investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Deborah C

Series 63, Series 65

Tuscaloosa, AL

Raymond James & Associates

Deborah Crownover is a financial advisor with Raymond James & Associates in Tuscaloosa, AL, holding Series 63 and Series 65 designations and bringing 33 years of industry experience. She has been with Raymond James & Associates since 2013. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Mary B

Series 66

Tuscaloosa, AL

Raymond James & Associates

Mary Beck is a financial advisor at Raymond James & Associates with four years of industry experience. She holds a Series 66 designation and previously worked at Thornhill Capital Management for one year. Prior to her advisory career, she spent a decade in full-time education. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and charitable organizations, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Tyler N

Series 66

Tuscaloosa, AL

Raymond James & Associates

Tyler Nunn is a financial advisor with Raymond James & Associates in Tuscaloosa, AL, holding a Series 66 credential and three years of industry experience. Prior to joining Raymond James, he worked at Calvary Tuscaloosa, Desperation Church, and Regions Bank. He serves as a board member of The Bourbon Club of Tuscaloosa, a nonprofit organization focused on fellowship and charitable activities. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base, including individuals, institutions, and municipal entities, offering tailored financial planning and investment consulting primarily through non-discretionary relationships.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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Tariq A

Series 66

Tuscaloosa, AL

Raymond James & Associates

Tariq Azam is a financial advisor at Raymond James & Associates with seven years of industry experience. He holds the Series 66 designation and previously worked at Tuscaloosa Lung and Sleep and the University of Alabama. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $501 billion in assets. The firm serves a diverse client base including individuals, institutions, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary solutions.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
user avatar

Jessica P

Series 66

Tuscaloosa, AL

Raymond James & Associates

Jessica Phifer is a financial advisor with Raymond James & Associates in Tuscaloosa, Alabama, holding a Series 66 designation and 10 years of industry experience. She has been with Raymond James & Associates since 2013. Raymond James & Associates is a large, dually registered broker-dealer and SEC-registered investment adviser managing roughly $501 billion in assets. The firm serves a diverse client base including individuals, institutions, pension and profit-sharing plans, and municipal entities, offering financial planning, non-discretionary investment consulting, and institutional fiduciary services.

General retirement planning Retirement income strategy Business succession planning Founder/Business Owner Executive
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