Dallas, TX 17304 Preston Road Office
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Raymond James Financial
Institution
Firm-wide stats for Raymond James Financial
About
Raymond James Financial Services Advisors, Inc. (RJFSA) provides financial planning, investment consulting, and advisory services to a broad client base that includes individual and high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. It also sponsors wrap-fee advisory programs and supports institutional consulting and portfolio management across a large advisor network and affiliated advisory firms.
RJFSA delivers non‑discretionary planning and investment consulting that is tailored to client goals, using fact‑finding, risk profiling, and analytical tools that include deterministic and probability modeling to illustrate potential outcomes. The firm encourages clients to implement recommendations through its advisory programs or other providers and has updated its disclosures to address technology, cybersecurity, and the use of artificial intelligence and machine‑learning tools in its operations.
Compared with many peers, RJFSA is affiliated with a municipal advisor, an arrangement that supports its municipal and public‑finance work and is uncommon among large institutional advisors. It also recently added a SIMPLE IRA Employer Advisory & Consulting Services program — a plan‑level, non‑discretionary offering that combines SIMPLE IRA simplicity with 401(k)-style oversight and customizable menus (including access to American Funds target date series) — and maintains targeted marketing arrangements such as a disclosed partnership with the Society for Human Resource Management.
Based on Raymond James Financial
Expertise
Based on Raymond James Financial
Location
17304 Preston Road, Suite 800
Dallas TX 75252
Advisors at this office
3
Advisors at this office
Erick C
Series 66
Dallas, TX
Raymond James Financial
Erick Carlos is a financial advisor at Raymond James Financial with 17 years of industry experience. He holds a Series 66 designation and has worked at firms including LPL Financial, Wells Fargo, and VisionPoint Advisory Group. Outside of his advisory work, he serves as CEO of NEC Capital, LLC and is the owner of Texas Private Wealth Insurance Group, which provides various insurance services. Raymond James Financial Services Advisors, Inc. offers financial planning and investment consulting to a diverse client base, including individuals, institutions, and nonprofits. The firm provides tailored, non-discretionary advisory services using risk profiling and modeling tools, and supports municipal and public finance work through a unique municipal advisor affiliation.
Marco L
Series 63, Series 65
Dallas, TX
Raymond James Financial
Marco Lopez is a financial advisor with Raymond James Financial Services Advisors, Inc., holding Series 63 and Series 65 licenses and offering 28 years of industry experience. He previously worked at LPL Financial, VisionPoint Advisory Group, BFC Planning, and Milkie/Ferguson Investments. Lopez is also the owner of Texas Private Wealth Advisors LLC and Texas Private Wealth Insurance Group, where he provides securities, insurance-related planning, and benefit solutions for individuals and small businesses. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a wide range of clients, including individuals, high-net-worth clients, institutions, and charitable organizations. The firm uses risk profiling and analytical modeling to tailor recommendations and supports various advisory programs including municipal and employer consulting services.
Barton G
CFP®, Series 66
Dallas, TX
Raymond James Financial
Barton Gunter is a CFP® with 24 years of industry experience, currently serving at Raymond James Financial in Dallas, TX. He previously spent 15 years with LPL Financial, LLC. Gunter is a member of the Finance and Investment Committee at Royce City Methodist Church. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, institutions, and charitable organizations, using tailored, non-discretionary approaches supported by advanced analytical tools.
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