Dothan, AL Regency Court Office

Team
Updated today
Raymond James Financial logo

Raymond James Financial

Institution

Firm-wide stats for Raymond James Financial

Total advisors

6,484

Across 2,975 offices

Clients per advisor

76 Low

Avg AUM per client

$700,796 Very High

HNW client ratio

19% Typical

About

Raymond James Financial Services Advisors, Inc. (RJFSA) provides financial planning, investment consulting, and advisory services to a broad client base that includes individual and high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. It also sponsors wrap-fee advisory programs and supports institutional consulting and portfolio management across a large advisor network and affiliated advisory firms.

RJFSA delivers non‑discretionary planning and investment consulting that is tailored to client goals, using fact‑finding, risk profiling, and analytical tools that include deterministic and probability modeling to illustrate potential outcomes. The firm encourages clients to implement recommendations through its advisory programs or other providers and has updated its disclosures to address technology, cybersecurity, and the use of artificial intelligence and machine‑learning tools in its operations.

Compared with many peers, RJFSA is affiliated with a municipal advisor, an arrangement that supports its municipal and public‑finance work and is uncommon among large institutional advisors. It also recently added a SIMPLE IRA Employer Advisory & Consulting Services program — a plan‑level, non‑discretionary offering that combines SIMPLE IRA simplicity with 401(k)-style oversight and customizable menus (including access to American Funds target date series) — and maintains targeted marketing arrangements such as a disclosed partnership with the Society for Human Resource Management.

Based on Raymond James Financial

Expertise

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance

Based on Raymond James Financial

Occupation focus

Founder/Business Owner Executive

Based on Raymond James Financial

Location

306 Regency Court

Dothan AL 36305

Advisors at this office

4

Advisors at this office

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John R

CFP®, Series 63

Dothan, AL

Raymond James Financial

John Ruddock is a CFP®-certified financial advisor with 27 years of industry experience. He has been with Raymond James Financial Services since 2017, following an eight-year tenure at LPL Financial. Outside of his advisory role, he serves as Chairman of the Board and a Finance/Investment Committee member at St. Columba Church in Dothan, AL. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base including individuals, high-net-worth clients, corporations, and institutional investors. The firm offers tailored, non-discretionary advisory services supported by analytical tools and maintains unique capabilities in municipal and public finance through affiliated municipal advisory services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
user avatar

Adam T

CFP®, Series 63

Dothan, AL

Raymond James Financial

Adam Thomas is a CFP® credentialed advisor with 27 years of industry experience, currently serving at Raymond James Financial Services Advisors, Inc. since 2017. Prior to that, he was with LPL Financial for eight years. Outside of financial advising, he is involved in real estate development and ownership, including a commercial property lease and a mixed-use land development project in Southeast Alabama, as well as ownership of a local events promotion business. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients. The firm offers tailored non-discretionary planning using analytical tools and supports advisory programs, with specialized municipal advisory services and employer consulting for SIMPLE IRA plans.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
user avatar

Brack R

Series 63, Series 65

Dothan, AL

Raymond James Financial

Brack Register is a financial advisor with Raymond James Financial, holding Series 63 and Series 65 credentials and three years of industry experience. His work history includes roles at Wiregrass Wealth Management and CapSouth Wealth Management, as well as positions outside finance such as real estate agent with Register Realty Company, Inc. He has also worked in academic settings, including Troy University and George C Wallace Community College. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, institutions, and charitable organizations. The firm offers tailored, non-discretionary planning using analytical tools and supports its advisory network with programs for institutional consulting and portfolio management.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
user avatar

Walter E

Series 66

Dothan, AL

Raymond James Financial

Walter Ellis is a financial advisor at Raymond James Financial with two years of industry experience. He has worked at Raymond James Financial Services, Wiregrass Wealth Management LLC, and previously spent 14 years at Troy Bank and Trust. Outside of advisory work, he is a partner in Turf and Timber, where he oversees bookkeeping and accounting as needed, and will serve as an independently contracted agent for Guardian Life insurance. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base including individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm offers non-discretionary planning tailored to client goals and supports advisory programs alongside institutional consulting and portfolio management.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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