Greenwood Village, CO 5299 Dtc Blvd. Office

Team
Updated today
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Raymond James Financial

Institution

Firm-wide stats for Raymond James Financial

Total advisors

6,485

Across 2,975 offices

Clients per advisor

76 Low

Avg AUM per client

$700,796 Very High

HNW client ratio

19% Typical

About

Raymond James Financial Services Advisors, Inc. (RJFSA) provides financial planning, investment consulting, and advisory services to a broad client base that includes individual and high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. It also sponsors wrap-fee advisory programs and supports institutional consulting and portfolio management across a large advisor network and affiliated advisory firms.

RJFSA delivers non‑discretionary planning and investment consulting that is tailored to client goals, using fact‑finding, risk profiling, and analytical tools that include deterministic and probability modeling to illustrate potential outcomes. The firm encourages clients to implement recommendations through its advisory programs or other providers and has updated its disclosures to address technology, cybersecurity, and the use of artificial intelligence and machine‑learning tools in its operations.

Compared with many peers, RJFSA is affiliated with a municipal advisor, an arrangement that supports its municipal and public‑finance work and is uncommon among large institutional advisors. It also recently added a SIMPLE IRA Employer Advisory & Consulting Services program — a plan‑level, non‑discretionary offering that combines SIMPLE IRA simplicity with 401(k)-style oversight and customizable menus (including access to American Funds target date series) — and maintains targeted marketing arrangements such as a disclosed partnership with the Society for Human Resource Management.

Based on Raymond James Financial

Expertise

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance

Based on Raymond James Financial

Occupation focus

Founder/Business Owner Executive

Based on Raymond James Financial

Location

5299 Dtc Blvd., Suite 210

Greenwood Village CO 80111

Advisors at this office

4

Advisors at this office

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William N

Series 63, Series 66

Greenwood Village, CO

Raymond James Financial

William Nadler is a financial advisor with Raymond James Financial in Greenwood Village, CO, holding Series 63 and Series 66 designations and bringing 39 years of industry experience. He has been with Raymond James since 2006 and is also involved with Cherry Creek Wealth Advisors LLC, where he provides financial planning. Additionally, he serves as a trustee for an IRA in his capacity at Nadler Jim. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to individual and institutional clients. The firm utilizes tailored, non-discretionary planning and analytical tools to support client goals and has specialized programs for municipal and public finance as well as SIMPLE IRA employer advisory services.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
user avatar

James S

Series 63, Series 65

Greenwood Village, CO

Raymond James Financial

James Smith Jr. is a financial advisor with Raymond James Financial in Greenwood Village, Colorado, holding Series 63 and Series 65 licenses and with 35 years of industry experience. His work history includes roles at Raymond James Financial since 2018, Wells Fargo Advisors since 2016, and as president of Buff 74 Asset Management, a support company he owns. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, institutions, and charitable organizations. The firm offers tailored, non-discretionary planning and consulting using advanced analytical tools and supports municipal and public-finance activities through its unique affiliations.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Dawn V

Series 63, Series 65

Greenwood Village, CO

Raymond James Financial

Dawn Viellieux is a financial advisor at Raymond James Financial with 21 years of industry experience. She holds Series 63 and Series 65 designations and has worked with firms including Wells Fargo Advisors Financial Network and Buff 74 Asset Management. She also serves as a client associate at Buff 74 Asset Management and PC Wealth Management LLC. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, high-net-worth clients, and institutions. The firm offers tailored, non-discretionary planning using risk profiling and modeling tools and supports a broad network of advisors and advisory firms.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
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Christopher D

Series 66

Greenwood Village, CO

Raymond James Financial

Christopher Delong is a financial advisor with Raymond James Financial Services Advisors, Inc., holding a Series 66 designation and 12 years of industry experience. He has worked at multiple firms including Morgan Stanley and Bridgerock Capital, where he also manages business operations. Delong is based in Greenwood Village, Colorado. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to a diverse client base, including individuals, high-net-worth clients, corporations, and institutional clients. The firm offers non-discretionary planning tailored to client goals, utilizing analytical tools and a range of advisory programs.

Wealth management Tax strategies for small businesses Business succession planning General estate planning guidance Founder/Business Owner Executive
View complete list of advisors at this office
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