Houston, TX Augusta Drive Office
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Raymond James Financial
Institution
Firm-wide stats for Raymond James Financial
About
Raymond James Financial Services Advisors, Inc. (RJFSA) provides financial planning, investment consulting, and advisory services to a broad client base that includes individual and high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. It also sponsors wrap-fee advisory programs and supports institutional consulting and portfolio management across a large advisor network and affiliated advisory firms.
RJFSA delivers non‑discretionary planning and investment consulting that is tailored to client goals, using fact‑finding, risk profiling, and analytical tools that include deterministic and probability modeling to illustrate potential outcomes. The firm encourages clients to implement recommendations through its advisory programs or other providers and has updated its disclosures to address technology, cybersecurity, and the use of artificial intelligence and machine‑learning tools in its operations.
Compared with many peers, RJFSA is affiliated with a municipal advisor, an arrangement that supports its municipal and public‑finance work and is uncommon among large institutional advisors. It also recently added a SIMPLE IRA Employer Advisory & Consulting Services program — a plan‑level, non‑discretionary offering that combines SIMPLE IRA simplicity with 401(k)-style oversight and customizable menus (including access to American Funds target date series) — and maintains targeted marketing arrangements such as a disclosed partnership with the Society for Human Resource Management.
Based on Raymond James Financial
Expertise
Based on Raymond James Financial
Location
1220 Augusta Drive, Suite 140
Houston TX 77057
Advisors at this office
4
Advisors at this office
Rosalind H
Series 63, Series 65
Houston, TX
Raymond James Financial
Rosalind Haith is a financial advisor with Raymond James Financial in Houston, TX, holding Series 63 and Series 65 designations and 31 years of industry experience. She has worked with Raymond James since 2004 and was previously affiliated with Aegia Wealth Advisors. Haith is also the CEO of Haith Financial Group, Inc., a support company based in Houston. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients. The firm offers tailored, non-discretionary planning using advanced analytical tools and supports a broad network of advisors with specialized programs in municipal finance and employer-sponsored retirement plans.
Carl S
Series 63, Series 65
Houston, TX
Raymond James Financial
Carl Scott Sr. is a financial advisor at Raymond James Financial with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Raymond James since 1997, including roles at affiliated firms. He is also the CEO and President of Vision Wealth Advisors, Inc., a support company related to his Raymond James affiliation. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients. The firm offers tailored, non-discretionary planning and consulting using analytic tools and supports a broad advisor network with specialized municipal and public-finance expertise.
William H
Series 66
Houston, TX
Raymond James Financial
William Haith II is a Series 66-licensed financial advisor with Raymond James Financial in Houston, TX, bringing three years of industry experience. He previously operated Haith Financial Group for ten years before joining Raymond James Financial Services Advisors, Inc. Haith Financial Group is listed as a support company, though no active business hours are reported. Raymond James Financial Services Advisors, Inc. offers financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and corporate clients. The firm employs analytical tools and risk profiling to tailor non-discretionary investment consulting aligned with clients’ goals and supports a broad network of advisors through specialized advisory programs.
Christopher G
Series 63, Series 65
Houston, TX
Raymond James Financial
Christopher Grant is a financial advisor at Raymond James Financial in Houston, TX, with 24 years of industry experience. He holds Series 63 and Series 65 credentials and has been with Raymond James Financial Services since 2000. Outside of advisory work, he is an independent agent selling Medicare products. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and nonprofit clients. The firm delivers non-discretionary planning tailored to client goals and supports municipal and public-finance work through a unique municipal advisor affiliation.
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