Rocklin, CA Lonetree Blvd Office
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Raymond James Financial
Institution
Firm-wide stats for Raymond James Financial
About
Raymond James Financial Services Advisors, Inc. (RJFSA) provides financial planning, investment consulting, and advisory services to a broad client base that includes individual and high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. It also sponsors wrap-fee advisory programs and supports institutional consulting and portfolio management across a large advisor network and affiliated advisory firms.
RJFSA delivers non‑discretionary planning and investment consulting that is tailored to client goals, using fact‑finding, risk profiling, and analytical tools that include deterministic and probability modeling to illustrate potential outcomes. The firm encourages clients to implement recommendations through its advisory programs or other providers and has updated its disclosures to address technology, cybersecurity, and the use of artificial intelligence and machine‑learning tools in its operations.
Compared with many peers, RJFSA is affiliated with a municipal advisor, an arrangement that supports its municipal and public‑finance work and is uncommon among large institutional advisors. It also recently added a SIMPLE IRA Employer Advisory & Consulting Services program — a plan‑level, non‑discretionary offering that combines SIMPLE IRA simplicity with 401(k)-style oversight and customizable menus (including access to American Funds target date series) — and maintains targeted marketing arrangements such as a disclosed partnership with the Society for Human Resource Management.
Based on Raymond James Financial
Expertise
Based on Raymond James Financial
Location
5701 Lonetree Blvd, Ste 214
Rocklin CA 95677
Advisors at this office
3
Advisors at this office
Anthony O
CFP®, Series 63
Rocklin, CA
Raymond James Financial
Anthony Owings is a CFP®-credentialed advisor with over 32 years of experience, currently affiliated with Raymond James Financial in Rocklin, CA. He previously worked at Legato Financial and Boomerang Business Solutions. Owings serves on the advisory board of Visit Truckee-Tahoe, contributing to sustainable tourism efforts in the region. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a wide range of clients, including individuals, high-net-worth clients, corporations, and institutional investors. The firm uses tailored, non-discretionary planning supported by advanced analytical tools and offers specialized advisory programs and consulting services.
Daniel K
Series 66
Rocklin, CA
Raymond James Financial
Daniel Koch is a financial advisor with Raymond James Financial in Rocklin, CA, holding a Series 66 designation and 24 years of industry experience. He has worked with Raymond James Financial and its affiliates since 2005 and has spent time at Beacon Wealth Strategies and Legato Financial. Koch is also an independent contractor financial advisor at Legato Financial. Raymond James Financial Services Advisors, Inc. provides financial planning and investment consulting to a diverse client base, including individuals, high-net-worth clients, pension plans, corporations, and institutional clients. The firm uses a non-discretionary approach tailored to client goals and offers specialized services such as municipal advisory and SIMPLE IRA Employer Advisory & Consulting Services.
Claudia K
CFP®, Series 63, Series 65
Rocklin, CA
Raymond James Financial
Claudia Kane is a CFP®-certified financial advisor with 38 years of industry experience, currently affiliated with Raymond James Financial. Her career includes roles at Beacon Wealth Strategies and Cabi, and she has been involved with U.S. Rowing since 2019. She also works as an independent contractor financial advisor with Legato Financial. Raymond James Financial Services Advisors, Inc. provides comprehensive financial planning and investment consulting to individuals, high-net-worth clients, institutions, and nonprofits. The firm employs tailored, non-discretionary advisory services and supports its clients with advanced analytical tools and specialized programs, including municipal and public finance advisory services.
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